Submit a Complaint
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Committed to Confidentiality
We conduct all inquiries on a strictly confidential basis. Find
out more in the Rules of Procedure (PDF)
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Notify us of complaints against candidates and members by:
- Electronic complaint form
- Fax: +1 (434) 951-5450
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Mail:
CFA Institute Professional Conduct Program
P.O. Box 3668
Charlottesville, VA 22903
Security Caution: Do not send confidential or sensitive information or any supporting documents via attachment through e-mail. Send all such materials to the mailing address above. E-mail is not secure and may be intercepted by third parties while in transit.
To be investigated, complaints should include
the following:
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Description of the type of matter at issue
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Sufficient information and documentation supporting the allegations in your complaint
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Your name, address, e-mail, and/or phone number (we may need to contact you for more information or copies of documents)