2004 Advocacy Comment Letters
Copies available by request − please contact us.
Exposure Draft 7, Financial Instruments: Disclosures
Filed: 1 November 2004 (PDF)
Registration Under the Advisers Act of Certain Hedge Fund
Advisers (File No. S7-30-04)
Filed: 30 September 2004 (PDF)
Fair
Dealing Model Concept Paper
Filed: 22 September 2004 (PDF)
Regulation NMS (File No. S7-10-04)
Filed: 22 September 2005 (PDF)
Prohibition on the Use of Brokerage Commissions to Finance
Distribution (File No. S7-09-04)
Filed: 9 August 2004
Proposed Amendments to IAS 19: Employee Benefits -
Actuarial Gains and Losses, Group Plans and Disclosures
Filed: 5 August 2004 (PDF)
Exposure Draft of Proposed Amendments to IFRS 3 "Business
Combinations," Combinations by Contract Alone or Involving Mutual
Entities
Filed: 28 July 2004
Exposure Draft of Proposed Amendments to IAS 39 Financial
Instruments: Recognition and Measurement - The Fair Value
Option
Filed: 12 July 2004 (PDF)
Comment
Letter to SEC re Asset-Backed Securities
Filed: 15 July 2004 (PDF)
Proposed Statement of Financial Accounting Standards:
Share-Based Payment: An Amendment of FASB Statements No. 123 and 95
Filed: 30 June 2004
Mandatory Redemption Fees for Redeemable Fund Securities
Filed: 24 May 2004
H.R. 3574, Stock Option Accounting Reform Act - FAPC
Filed: 10 May 2004
Consultation Paper on Analyst Conflicts of Interest - Hong Kong
Securities and Futures Commission
Filed: 30 April 2004
First Time Application of International Financial Reporting
Standards- FAPC/GFRAC
Filed: 30 April 2004
Request for Comment—Notice of Proposed Multilateral Policy
58-201, Effective Corporate Governance and Proposed Multilateral
Instrument 58-101, Disclosure of Corporate Governance Practices
Filed: 15 April 2004
Proposed National Instrument 81-107 - Independent Review
Committee for Mutual Funds
Filed: 6 April 2004
Investment Advisor Codes of Ethics - File No. S7-04-04
Filed: 26 March 2004
Proposed Rule: Investment Company Governance
Filed: 19 March 2004
Amendments to Rules Governing Pricing of Mutual Fund Shares
Filed: 23 February 2004
Disclosure of Breakpoint Discounts by Mutual Funds; Disclosure
Regarding Market Timing and Selective Disclosure of Portfolio
Holdings
Filed: 23 February 2004
Proposed Revisions to OECD Corporate Governance
Principles
Filed: 5 February 2004