2005 Comment Letters
Copies available by request − please contact us.
Comment Letter on SEC proposed guidance on Section 28(e)
Filed: 25 November 2005 (PDF)
Discussion Paper 05/4, Hedge Funds: A Discussion of Risk and
Regulatory Engagement
Filed: 3 November 2005 (PDF)
European Comission Working Document on Investment
Research
Filed: 1 September 2005 (PDF)
European Commission Working Document on Conduct of
Business
Filed: 1 September 2005 (PDF)
ABA Discussion Paper on Voting by Shareowners for the Election
of Directors
Filed: 12 August 2005 (PDF)
Proposed Amendment to Section 216 of the Delaware General
Corporation Law, 8 Del. C. § 216 Relating to the Election of
Directors
Filed: 1 August 2005 (PDF)
Fostering an Appropriate Regime for Shareholders' Rights (Ref.
MARKT/13.05.2005)
Filed: 21 July 2005 (PDF)
CESR's Recommendations on Alternative Performance Measures (Ref.
CESR/05-178)
Filed: 11 July 2005 (PDF)
CESR’s Advice
on Possible Amendment to the Requirements in Commission Regulation (EC)
809/2004 Regarding the Historical Financial Information Which Must be
Included in a Prospectus (Ref. CESR/05-384)
Filed: 20 June 2005 (PDF)
The Hierarchy of Generally Accepted Accounting Principles
Filed: 20 June 2005 (PDF)
Comment on the
FSA's proposal relating to the treatment of soft and bundled
commissions
Filed: 31 May 2005 (PDF)