Issues for Public Comment

 

The CFA Centre for Financial Market Integrity has sought or is seeking comment on the following draft documents and proposals during the comment period. Learn about the public comment process.

Open for Comment:

No issues open at this time

  

Closed for Comment:

 

• Proposed Code of Conduct for Members of a Pension Scheme Governing Body

 

• Proposed Guidance to the Revised CFA Institute Code of Ethics and Standards of Professional Conduct 
  • Closed 3/15/05  /   Comments Received
    
    
•  Asset Manager Code of Professional Conduct
  • Closed 12/31/04  
    
    
• Proposed Guidance to the Revised AIMR Code of Ethics and Standards of Professional Conduct (PDF)
  • Closed 10/31/03  /   Comments Received
    
    
• AIMR/NIRI Proposed Best Practice Guidelines Governing Analyst-Corporate Issuer Relations (PDF)
  • Closed 5/31/04  /   Comments Received
    
    
• Research Objectivity Standards
  • Closed 10/17/02

 

• Trade Management Guidelines
  • Adopting Release (PDF)
  • Final Trade Management Guidelines (PDF)
  • Closed 02/12/02  /   Comments Received
    

• AIMR Board seeks public comment on Issues Paper on Analyst Independence (PDF)
  • Closed 10/10/01 /   Comments Received