Investment Management:
Fair Dealing
Fair dealing means that the ethically sound, professional investment managers and firms will strive to achieve the best possible result for their clients, always putting the clients’ interests ahead of the their own. Investment management best practices will include:
- Adherence to client fiduciary duties
- Suitability standards
- Best execution
- Reasonable use and representation of fees and costs
- Full and fair disclosure that enables investors to determine expected risks, benefits, fees, or conflicts
Fair dealing also means that investment managers may not favor one client over another. This duty is directly connected to our Code of Ethics and Standards of Professional Conduct.
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