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Ken Luce, CFA
Ethics & Standards

Commitment to professional ethics is at the core of what we do. We promote high ethical standards and investor protection through professional codes of conduct, guidance, and outreach.

Because of this commitment, our members and candidates are distinguished by their integrity, professional excellence, and dedication to serving the needs of investors first.

Learn more about our standards and commitment to financial market integrity.

Codes, Standards & Guidelines

We set and maintain global standards and professional codes of conduct for the investment profession.

Research Topics & Positions

The place to find topic overviews, our global policy positions, comment letters, research papers, and more.

Professional Conduct Program

To hold our members and candidates to the highest ethical standards, the Professional Conduct Program investigates allegations of ethical or professional misconduct that may violate the Code of Ethics and Standards of Professional Conduct.