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Continuing Education Credits · What is CE Credit?

897 results for

  • Standards, Ethics, and Regulations (SER)
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0 CE Credits (including 0 SER)
0.5 CE Credits (including 0.5 SER)
Article

Buying Lubrizol: David Sokol’s Trades and the CFA Institute Standards of Professional Conduct (1 April 2014)

CFA Institute: Courses Dorothy C. Kelly, CFA
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations · Ethical Practices and Guidelines · Professional Standards of Practice
1 CE Credit (including 1 SER)
0 CE Credits (including 0 SER)
Article

Impact of Ethical Behavior on Syndicated Loan Rates (1 April 2014)

CFA Institute: CFA Digest Moshe Kim | Jordi Surroca | Josep A. Tribó Reviewed by: Martin A. Wildy, CFA (Reviewer)
Topics:
  • Financial Statement Analysis: Ratio and Financial Analysis
  • Fixed Income: Analysis of Credit Risk
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

The Ivey Interview: Winthrop H. Smith, Jr. (1 April 2014)

CFA Institute: CFA Digest Thomas Watson Reviewed by: Marc L. Ross, CFA (Reviewer)
Topics:
  • Corporate Finance: Corporate Governance
  • Leadership, Management, and Communication Skills: Firm Management · Leadership and Mentoring Skills
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines · Professional Standards of Practice
0 CE Credits (including 0 SER)
Article

The Moral Significance of Economic Life (1 April 2014)

CFA Institute: CFA Digest Andrzej Rapaczynski Reviewed by: Claire Emory, CFA (Reviewer)
Topics:
  • Economics: Economic Growth and Development · Relationship of Economic Activity to the Investment Process
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Issue Brief: Investment-Geared Crowdfunding (20 March 2014)

CFA Institute Mirzha de Manuel Aramendía
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Charting a Course for Global Engagement (1 March 2014)

CFA Institute: CFA Institute Magazine Charles J. Yang, CFA
Topics:
  • Leadership, Management, and Communication Skills: Investment Industry
  • Standards, Ethics, and Regulations (SER)
0 CE Credits (including 0 SER)
Article

Corporate Social Responsibility, Noise, and Stock Market Volatility (1 March 2014)

CFA Institute: CFA Digest Marc Orlitzky Reviewed by: Vassilis Efthymiou, CFA (Reviewer)
Topics:
  • Behavioral Finance
  • Equity Investments: Equity Markets - Characteristics, Institutions, and Benchmarks · Fundamental Analysis (Sector, Industry, Company) and the Valuation of Individual Equity Securities
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations · Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Ethics and Financial Markets: The Role of the Analyst (a summary) (1 March 2014)

The CFA Institute Research Foundation: Research Foundation Publications Marianne M. Jennings
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations · Ethical Practices and Guidelines · Professional Standards of Practice
0 CE Credits (including 0 SER)
Article

Investor Protection and Crowdfunding (1 March 2014)

CFA Institute: CFA Institute Magazine Mirzha de Manuel
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Restricting Sales Inducements (1 March 2014)

CFA Institute: CFA Institute Magazine Ed McCarthy
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

The Facebook IPO: Ethical Violations or Not? Part III (1 March 2014)

CFA Institute: CFA Institute Magazine Dorothy C. Kelly, CFA
Topics:
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines · Professional Standards of Practice
0 CE Credits (including 0 SER)