Ethics Course Module 7: Standard VII—Responsibilities as a CFA Institute Member or CFA Candidate

Multimedia
  1. Poor
  2. Satisfactory
  3. Good
  4. Very Good
  5. Excellent

Be the first. (0 ratings)

Log in to rate this

onlinelearningobjectproduct

Michael G. McMillan, CFA
50 min
Source: CFA Institute

Michael G. McMillan, CFA, is director of Ethics and Professional Standards at CFA Institute. He is responsible for creating, sourcing, and developing educational content for CFA Institute members and investment professionals in the area of ethics and professional standards. Previously, he was a professor of accounting and finance at Johns Hopkins University’s Carey School of Business and George Washington University’s School of Business. Prior to his career in academia, he was a securities analyst and portfolio manager at Bailard, Biehl, and Kaiser and Merus Capital Management. Dr. McMillan holds a BA from the University of Pennsylvania, an MBA from Stanford University, and a PhD in accounting and finance from George Washington University. He is a certified public accountant (CPA) and a chartered investment counselor (CIC).

This information is accurate as of the date of posting.

Launch

Summary

In Module 7, you will apply Standard VII to ethical dilemmas related to your conduct as either a member of CFA Institute or a candidate in the CFA Program, as well as how you reference CFA Institute, the CFA designation, and the CFA Program. In addition to identifying illegal and/or unethical conduct, you will take action in response to such conduct and recommend procedures for compliance.

Technical requirements—Internet access, a web browser, the Flash software plug-in, and audio speakers.

Topics
Standards, Ethics, and Regulations (SER)
    :
  • Professional Standards of Practice
Credits · About the CE Program
1 CE (including 1 SER) Manage CE Credits

Loading ...