Investment Adviser Use of Social Media PoorSatisfactoryGoodVery GoodExcellent Be the first. (0 ratings) Log in to rate this article. Source: U.S. Securities and Exchange Comission Read Abstract This National Examination Risk Alert raises issues related to the use of social media by registered investment advisers and urges advisers to consider periodically evaluating the effectiveness of their compliance program. Topics Private Wealth Management : Private Client Marketplace and Firm Management | Standards, Ethics, and Regulations (SER) : Applicable Laws and Regulations Credits · About the CE Program 0 CE (including 0 SER) Record credits Credits recorded Members, log in to record your credits. Manage CE Credits Loading ...