Issue Brief: Venture Exchanges and Investor Returns

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4 pages
Source: CFA Institute
James Allen, CFA

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Summary

This Issue Brief focuses attention on a paper commissioned by CFA Institute to consider how frequently small companies listed on venture exchanges have reporting problems, fraud, and other issues, when compared with companies listed on more established securities exchanges.

Topics
Standards, Ethics, and Regulations (SER)
    :
  • Applicable Laws and Regulations

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