Concentrated Stock Management Workshop
Making Order out of Complexity
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Register Online (credit card
required) or use a printable registration form |
4–5
September 2008
Americas Tower
New York, New York, USA
Hosted by the New York Society of Security Analysts
About the Program
Managing the risk of concentrated stock positions held by clients is a complex and constantly evolving challenge. Tailoring the optimal solution for a particular client requires that advisers understand and navigate financial engineering, taxation of financial instruments, securities law, margin rules, contract law, derivatives risk modeling, and behavioral finance. Led by Thomas J. Boczar, CFA, co-managing partner of Hallmark Capital, this program develops a best practices protocol for efficiently and effectively managing single-stock risk and will show how fiduciaries and professional advisers can craft the most advantageous strategy for a particular client while satisfying the adviser’s fiduciary duties. This workshop will place particular emphasis on generating tax alpha by choosing the most tax efficient and legally defensible tools among otherwise financially equivalent options.
Space is limited to preserve the interactive nature of the workshop and ensure that participants’ specific questions can be adequately addressed.
| View agenda |
| View fees and travel information |
| Download the Concentrated Stock Management brochure (PDF) |
| Earn 11 CE credits, inclusive of 2 SER credits / Get credit for other designations |
Who Should Attend
- Wealth managers
- Portfolio managers
- Chief investment officers
- Chief fiduciary officers
- Risk management professionals
- Heads of private banking
- Lawyers
- Accountants