CFA Institute upholds the Code of Ethics and Standards of Professional Conduct, exam rules and regulations, and Bylaws to protect the integrity of its membership, designations, and exam programs. The Professional Conduct Program administers the disciplinary process for CFA Institute.
Now Available for Comment
CFA Institute is proposing Sanction Guidelines and significant revisions to the 2015 Rules of Procedure.
Revisions to the Rules of Procedure and Sanction Guidelines for
conduct and activities relating to the profession:
Revisions to the Rules of Procedure and
Sanction Guidelines for conduct and activities relating to exam