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James R. Vertin Award

The James R. Vertin Award is presented periodically to recognize individuals who have produced a body of research notable for its relevance and enduring value to investment professionals.

James Vertin
James R. Vertin

This award was established in 1996 to honor James R. Vertin, CFA, for his outstanding leadership in promoting excellence and relevancy in research and education.

Vertin Award Winners

 

William N. Goetzmann

William N. Goetzmann

2018

William N. Goetzmann is Edwin J. Beinecke Professor of Finance and Management Studies and director of the International Center for Finance at Yale School of Management, New Haven, Connecticut.

William Bernstein

William J. Bernstein

2017

William J. Bernstein is co-principal at Efficient Frontier Advisors, Eastford, Connecticut.

Terrance Odean

Terrance Odean

2016

Terrance Odean is Rudd Family Foundation Professor of finance at the University of California, Berkeley, Haas School of Business.

Frank Fabozzi

Frank J. Fabozzi CFA

2015

Richard Grinold

Richard C. Grinold

2013

Ronald Kahn

Ronald N. Kahn

2013

Elroy Dimson

Elroy Dimson FSIP, PhD

2012

Elroy Dimson, FSIP, is emeritus professor of finance at London Business School and visiting professor of finance at Cambridge Judge Business School. He also serves as chair of the strategy council for Norwegian Government Pension Fund Global. Professor Dimson has co-authored several books, worked as editor at a number of journals, including the Journal of Finance and Journal of Investment Management, and contributed to the CFA Institute Investment Management Code of Conduct for Endowments, Foundations, and Charitable Organizations. He is also the recipient of the 2011 James R. Vertin Award from the Research Foundation of CFA Institute, for producing a body of research notable for its relevance and enduring value to investment professionals. Professor Dimson holds a PhD from London Business School.

Roger Clarke

Roger G. Clarke PhD

2010

Roger G. Clarke is chairman of the board of Analytic Investors, Inc., an investment management firm, and serves as president of Ensign Peak Advisors, Inc. He is currently on the editorial board of the Journal of Portfolio Management and the Journal of Investment Management and previously served on the editorial board of the Financial Analysts Journal. Dr. Clarke has authored numerous articles and papers relating to quantitative investment management and is the recipient of three Graham and Dodd Scrolls from CFA Institute. He holds a BA degree in physics and an MBA degree from Brigham Young University, and an MS degree in economics and a PhD degree in finance from Stanford University.

Robert Shiller

Robert J. Shiller

2009

2013 Nobel Laureate in Economic Sciences, Sterling Professor of Economics, Yale University.

Keith Ambachtsheer

Keith P. Ambachtsheer

2008

Keith Ambachtsheer is director emeritus of the International Centre for Pension Management at the Rotman School of Management at the University of Toronto, founding editor of the Rotman International Journal of Pension Management, and founding academic director of the Rotman-ICPM Board Effectiveness Program for Pension and Other Long-Horizon Investment Institutions. He founded and continues to serve as president of KPA Advisory Services Ltd, which provides strategic advice on governance, finance, and investment matters to governments, industry associations, pension plan sponsors, foundations, and other institutional investors around the world. Mr. Ambachtsheer also co-founded CEM Benchmarking Inc., which monitors the organizational performance of pension plans around the world. He has authored four books on pension management, has received pension industry awards for his work in Europe, the United States, Canada, and the Pacific Rim, and has been named one of the 10 Most Influential Academics in Institutional Investing by aiCIO. Mr. Ambachtsheer currently serves as a member of two corporate boards and four advisory councils.

Campbell Harvey

Campbell R. Harvey

2007

Campbell R. Harvey is Professor of Finance at the Fuqua School of Business, Duke University, and a Research Associate of the National Bureau of Economic Research in Cambridge, Massachusetts. He is President of the American Finance Association.

Clifford Asness

Clifford S. Asness

2006

Clifford S. Asness is managing and founding principal at AQR Capital Management LLC. Previously, he was managing director and a director of quantitative research for the asset management division at Goldman Sachs. Dr. Asness serves on the editorial boards of the Journal of Portfolio Management and the Financial Analysts Journal and the governing board of the Courant Institute of Mathematical Finance at New York University. He has received the James R. Vertin Award from the Research Foundation of CFA Institute for producing a body of research notable for its relevance and enduring value to investment professionals in addition to other awards given for his written articles. Dr. Asness holds a BS from the Wharton School at the University of Pennsylvania, a BS from the Moore School of Electrical Engineering, and an MBA and a PhD from the University of Chicago.

Andrew Lo

Andrew W. Lo

2005

Charles E. and Susan T. Harris Professor of Finance​ and Director, Laboratory for Financial Engineering, Sloan School of Management, MIT

Andrew W. Lo is Charles E. and Susan T. Harris Professor of Finance at the MIT Sloan School of Management and the director of MIT’s Laboratory for Financial Engineering. He focuses his research on the fundamental aspects of investments and financial markets, including the measurement of illiquidity risk in hedge fund returns, the growth of systemic risk in the hedge fund industry, and most recently, evolutionary and neurobiological models of individual risk preferences and financial markets. Before joining MIT’s finance faculty, Mr. Lo taught at the University of Pennsylvania’s Wharton School. He has published numerous articles and books on finance and economics. Mr. Lo received his PhD in economics from Harvard University.

Edwin Elton

Edwin J. Elton

2004

Martin Gruber

Martin J. Gruber

2004

Barr Rosenberg

Barr Rosenberg

2003

William Fouse

William L. Fouse CFA

2002

Rex Sinquefield

Rex A. Sinquefield

2001

Roger Ibbotson

Roger G. Ibbotson

2001

Roger G. Ibbotson is Professor in the Practice Emeritus of Finance at the Yale School of Management, New Haven, Connecticut, and chairman and chief investment officer at Zebra Capital Management LLC, Milford, Connecticut.

Peter Bernstein

Peter L. Bernstein

2000

Martin Leibowitz

Martin L. Leibowitz PhD

1998

Martin L. Leibowitz is a managing director on Morgan Stanley's Global Research Strategy team, responsible for producing studies on such topics as beta-based asset allocation, long/short equity strategies and the need for greater fluidity in policy portfolios. Prior to joining Morgan Stanley, Mr. Leibowitz was vice-chairman and chief investment officer of TIAA-CREF from 1995 to 2004, with responsibility for the management of more than $300 billion in equity, fixed income and real estate assets. Previously, he had a 26-year association with Salomon Brothers, where he became director of global research, covering both fixed income and equities. Mr. Leibowitz has written more than 150 articles on various financial and investment analysis topics and has been the most frequently published author in both the Financial Analysts Journal and the Journal of Portfolio Management. Ten of his articles have received the Graham and Dodd Award for excellence in financial writing. He also has written several books: his first, Inside the Yield Book, is considered an investment standard. The CFA Institute has presented him with three of its highest awards. Mr. Leibowitz received an AB and MS from the University of Chicago and a PhD in mathematics from the Courant Institute of New York University.

Jack Treynor

Jack L. Treynor

1997

William Sharpe

William F. Sharpe

1996

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