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Overview

CFA Institute Standards of Practice Director Glenn Doggett, CFA reviews important updates to the CFA Institute Code of Ethics and Standards of Professional Conduct that went into effect 1 July 2014, including:

  • Empirical evidence on the perceived ethical landscape of the market
  • Changes to the Code and Standards, including:
    1. Viability of Capital Markets
    2. Responsibilities of Supervisors
    3. Client Communications
    4. Conduct as Participants in CFA Institute Programs
  • Guidance enhancements included in the Standards of Practice Handbook, including:
    1. Impact of Social Media
    2. Applicability to Investment Performance Analysts
    3. Role of Capital Markets in Society

This is an archived recording of a live webinar that took place on 23 July 2014.

About the Speaker(s)

Glenn Doggett
Glenn Doggett CFA

Mr. Doggett is a director of professional standards for CFA Institute. His responsibilities include providing member guidance in applying the ethics and standards of practice policies, supporting related educational and public awareness activities, and working with the Standards of Practice Council of CFA Institute on its initiatives. Previously, Mr. Doggett, as a member of the CFA Institute Financial Reporting Policy Group, represented membership interests regarding reporting and disclosures initiatives, including XBRL.

Prior to joining CFA Institute, Mr. Doggett worked in the financial information sector with SNL Financial. There his work focused on the real estate and energy industries, directing the development and maintenance of a financial data storage system. Mr. Doggett regularly provided insights to the media on events and performance of the Real Estate Investment Trust industry.

Mr. Doggett holds a BA in economics from the University of Virginia. He was awarded the CFA designation in 2006 and is a member of CFA Virginia.

1 CE

including 1 SER

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