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Codes and Standards Presentation Recorded 01 Mar 2018

Standard of Professional Conduct Standard VI(B) Priority of Transactions

Jon Stokes

Overview

Investment transactions for clients and employers must have priority over investment transactions in which a Member or Candidate is the beneficial owner.

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About the Speaker(s)

Jon Stokes

Jon Stokes is the Director, Ethics and Standards Education at CFA Institute. His responsibilities include, design and creation of online ethics education, development and maintenance of the CFA Institute Code of Ethics and Standards of Professional Conduct, and the design and management of the CFA Institute Ethical Decision-Making and Giving Voice to Values education programs. Stokes holds a JD degree.