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Asset Manager Code

This voluntary code of conduct helps asset managers practice ethical principles that put client interests first.

By adopting the Code, asset management firms signal their commitment to commonly held ethical principles and allow plan sponsors and other investors to easily identify which asset managers uphold the principles that resolve conflicts of interest in favor of investors.

Read the Asset Manager Code and learn about compliance

Watch a webinar about the Asset Manager Code

Submit a claim of compliance

See firms that have already claimed compliance

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