Claim Compliance with the Asset Manager Code

In submitting this form, you indicate that through its code of ethics and/or policies and procedures, your firm complies with each principle and provision of the Asset Manager Code (the "Code"). Submission does not represent that CFA Institute engages in enforcement or quality control of a firm's claim of compliance. CFA Institute does not verify the claim of compliance or actual compliance with the Code.

We currently require the contact information for two firm representatives, one of which must be responsible for compliance. Both contacts will be notified when this form is submitted.

We will also notify both contacts once the submitted information has been reviewed and your firm has been added to the list of firms claiming compliance.

CFA Institute gathers and protects information in accordance with our Privacy Policy.

Contact 1

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  • * First Name
  • * Last Name
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Contact 2

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  • * First Name
  • * Last Name
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Firm Information

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  • * http://example.com
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Firm Type and Structure

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Firm Assets and Investment Vehicles


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Acknowledgement