CFA Institute upholds the Code of Ethics and Standards of Professional Conduct, exam rules and regulations, and Bylaws to protect the integrity of its membership, designations, and exam programs. The Professional Conduct Program administers the disciplinary process for CFA Institute.
Proposed Sanction Guidelines and Revisions
CFA Institute proposed Sanction Guidelines and significant revisions to the 2015 Rules of Procedure. Pending Board approval, the finalized documents will be available in November and go into effect on 1 December.
Revisions to the Rules of Procedure and Sanction Guidelines for
conduct and activities relating to the profession:
Revisions to the Rules of Procedure and
Sanction Guidelines for conduct and activities relating to exam