Submit a Complaint

How Do I Submit a Complaint?

Notify us of complaints against candidates and members by:

  • Electronic complaint form
  • Email
  • Fax: +1 (434) 951-5450
  • Mail:
    CFA Institute Professional Conduct Program
    915 East High Street
    Charlottesville, VA 22902

You can help protect the integrity of CFA Institute membership and designations by reporting conduct that does not meet the Code and Standards.

What Information Should I Include?

We request the following information:

  • Description of the allegation(s)
  • Information and documentation supporting the allegation(s)

The Professional Conduct Program reviews all complaints on a confidential basis. You may submit your conduct complaint anonymously; however, the Professional Conduct Program may need more details so we encourage you to provide contact information.