Ethical Decision-MakingFor investment professionals

Identify. Consider. Act.

These steps form the foundation of the ethical decision-making framework we developed to guide investment professionals as they resolve ethical dilemmas in the best interests of their clients.

Using case studies to illustrate real-world ethical situations, we've designed the online ethics course and live webinars to help you apply this framework with confidence.

Game-based Course

Ethical Decision-Making for Investment Professionals
This self-paced, online course presents the ethical decision-making framework and uses multi-media case studies to show you how to apply the framework in the real world. Your score is the number of "clients earned" as a result of the decisions you make.
CE credits: 1.5 (SER credits 1.5)
Length: Approximately 90 minutes
Date/time: Available 24/7
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Live Webinars

Interactive webinars, with online discussion moderated by CFA Institute staff

Introduction to Ethical Decision Making
This webinar introduces the ethical decision-making framework and shows you how to apply that framework.
CE credit: 1 (SER credit: 1)
Length: Approximately 60 minutes
Please note: This instance of the seminar has been scheduled to accommodate residents in the Asia Pacific time zone.
Date/time: 12:00–1:00 p.m. HKT, 14 June 2017
Registration
Exploring Additional Case Studies
Building on the introductory webinar, this webinar uses additional case studies to practice applying the framework.
CE credit: 1 (SER credit: 1)
Length: Approximately 60 minutes
Date/time: 12:00–1:00 p.m. ET, 12 April 2017
Registration

If you have any questions, please contact ethicstraining@cfainstitute.org.