Vietnam: Regulatory Waivers

The Regulator

The State Securities Commission (SSC) has been Vietnam's securities market regulator since 1996.

Requirements to Practice and Waivers

Securities practicing certificates:

The SSC has exempted those who have passed the CFA Level II exam from the requirements relating to the issuance of securities practicing certificates on:
  1. Basic issues regarding securities and the securities market
  2. Securities analysis and investment
  3. Analysis of enterprise financial statements

Fund management practicing certificates:

CFA charterholders are exempt from the requirement of having three years of work experience in the finance and/or banking sector in order to obtain the fund management practicing certificate.