The State Securities Commission (SSC) has been Vietnam's securities market regulator since 1996.
Requirements to Practice and Waivers
Securities practicing certificates:
The SSC has exempted those who have passed the CFA Level II exam
from the requirements relating to the issuance of securities practicing certificates on:
- Basic issues regarding securities and the securities market
- Securities analysis and investment
- Analysis of enterprise financial statements
Fund management practicing certificates:
are exempt from the requirement of having three years of work experience in the finance and/or banking sector in order to obtain the fund management practicing certificate.