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CFA Institute recommends that you experience our events in person whenever possible. However, we know that sometimes you just can’t make it. That’s why we broadcast some of our events live on the web, allowing you to participate without having to travel.


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Insider Trading: Compliance and Beyond

llegal insider trading extracts significant costs. Trading material non-public information hampers trust and destroys market integrity. Yet, from time to time, stories of the tall and mighty following slippery criminal paths highlight the need to pay close attention. The Securities and Exchange Board of India (SEBI) has comprehensive laws against the trading of material non-public information. Investment professionals from the buy side, sell side, as well as corporations and other related stakeholders should be aware of common pitfalls and information boundaries that all professionals need to observe. Mr. Suresh Gupta, a senior regulator from SEBI, has a ringside view of the regulatory landscape of insider trading. In this interactive session, Mr. Gupta will provide insights on the topic of insider trading. This webinar will include: Insider trading overview: Intent and evolution Required standards of practice Common pitfalls Case studies Continuing Education for CFA Institute Members

Ethical Decision-Making Webinar Part I: Introduction to Ethical Decision Making

The Ethical Decision-Making Webinar is a free, interactive, case-based webinar led by CFA Institute staff that will provide participants with the framework to analyze situations from an ethics perspective.

Ethical Decision-Making Webinar Part II: Exploring Additional Case Studies

The Ethical Decision-Making Webinar is a free, interactive, case-based webinar led by CFA Institute staff that will provide participants with the framework to analyze situations from an ethics perspective.