Browse the Library


All 1167 results

Continuing Education Credits · What is CE Credit?

1167 results for

  • Standards, Ethics, and Regulations (SER)
  • Clear All
0 CE Credits (including 0 SER)
Webcast / Podcast

CFA Institute Annual Conference Virtual Link (13 June 2017)

CFA Institute CFA Institute Annual Conferences: 2017 CFA Institute Annual Conference
Topics:
  • Alternative Investments
  • Behavioral Finance
  • Corporate Finance
  • Derivatives
  • Economics
  • Equity Investments
  • Financial Statement Analysis
  • Fixed Income
  • Leadership, Management, and Communication Skills
  • Performance Measurement and Evaluation
  • Portfolio Management
  • Private Wealth Management
  • Quantitative Methods
  • Risk Management
  • Standards, Ethics, and Regulations (SER)
0 CE Credits (including 0 SER)
0 CE Credits (including 0 SER)
Article

Ethics: "The Heart of the Accountancy Profession" (1 June 2017)

CFA Institute: CFA Institute Magazine Mohini Singh, ACA
Topics:
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines · Professional Standards of Practice
0 CE Credits (including 0 SER)
0 CE Credits (including 0 SER)
Article

The Value of Advisory Committees (1 June 2017)

CFA Institute: CFA Institute Magazine Jim Allen, CFA
Topics:
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Should We Be Afraid of the Dark? Dark Trading and Market Quality (1 May 2017)

CFA Institute: CFA Digest Sean Foley | Tālis J. Putniņš Reviewed by: Mark K. Bhasin, CFA (Reviewer)
Topics:
  • Equity Investments: Equity Markets - Characteristics, Institutions, and Benchmarks
  • Portfolio Management: Execution of Portfolio Decisions (Trading) · Portfolio Construction and Revision
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0.5 CE Credits (including 0 SER)
Article

Designing a European Summary Prospectus Using Behavioural Insights (1 March 2017)

CFA Institute: Codes, Standards and Position Papers Sviatoslav Rosov, PhD, CFA
Topics:
  • Behavioral Finance
  • Economics: Government Regulation
  • Financial Statement Analysis
  • Standards, Ethics, and Regulations (SER)
0 CE Credits (including 0 SER)
Article

Getting Personal (1 March 2017)

CFA Institute: CFA Institute Magazine Rhea Wessel
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

The Role of Corporate Donations in Chinese Political Markets (1 March 2017)

CFA Institute: CFA Digest Ming Jia | Zhe Zhang Reviewed by: Jakub M. Szudejko, CFA (Reviewer)
Topics:
  • Economics: Economic Growth and Development
  • Equity Investments: Equity Market Valuation and Return Analysis
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Can Information Be Locked Up? Informed Trading Ahead of Macro-News Announcements (1 February 2017)

CFA Institute: CFA Digest Gennaro Bernile | Jianfeng Hu | Yuehua Tang Reviewed by: Clifford S. Ang, CFA (Reviewer)
Topics:
  • Portfolio Management: Economic Analysis and Capital Market Expectations
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations · Ethical Practices and Guidelines
2.5 CE Credits (including 0 SER)
Article

Lie Detection Guide: Theory and Practice for Investment Professionals (1 February 2017)

CFA Institute: Career Resources Maria Hartwig | Jason A. Voss, CFA
Topics:
  • Behavioral Finance: Neuroeconomics
  • Leadership, Management, and Communication Skills: Client Relationship Management Skills
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Banks’ Financial Reporting and Financial System Stability (1 January 2017)

CFA Institute: CFA Digest Viral V. Acharya | Stephen G. Ryan Reviewed by: Marla Howard, CFA (Reviewer)
Topics:
  • Financial Statement Analysis: Accounting and Auditing Standards Development · Financial Reporting Quality · Financial Reporting System
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Flashes of Trading Intent at NASDAQ (1 January 2017)

CFA Institute: CFA Digest Johannes A. Skjeltorp | Elvira Sojli | Wing Wah Tham Reviewed by: Paul Lebo, CFA (Reviewer)
Topics:
  • Equity Investments: Equity Markets - Characteristics, Institutions, and Benchmarks
  • Portfolio Management: Portfolio Construction and Revision
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Sarbanes–Oxley Act and Patterns in Stock Returns around Executive Stock Option Exercise Disclosures (1 January 2017)

CFA Institute: CFA Digest Eli Bartov | Lucile Faurel Reviewed by: Derek Bilney, CFA (Reviewer)
Topics:
  • Corporate Finance: Corporate Governance
  • Financial Statement Analysis: Analysis of Pensions, Stock Compensation, and Other Employee Benefits
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Social Capital and the Viability of Stakeholder-Oriented Firms: Evidence from Savings Banks (1 January 2017)

CFA Institute: CFA Digest Charlotte Ostergaard | Ibolya Schindele | Bent Vale Reviewed by: Marc L. Ross, CFA (Reviewer)
Topics:
  • Corporate Finance: Corporate Governance
  • Portfolio Management: Environmental, Social, and Governance (ESG) Investing and Faith-Based Finance
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines