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Continuing Education Credits · What is CE Credit?

1158 results for

  • Standards, Ethics, and Regulations (SER)
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0 CE Credits (including 0 SER)
Article

Getting Personal (1 March 2017)

CFA Institute: CFA Institute Magazine Rhea Wessel
Topics:
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

The Role of Corporate Donations in Chinese Political Markets (1 March 2017)

CFA Institute: CFA Digest Ming Jia | Zhe Zhang Reviewed by: Jakub M. Szudejko, CFA (Reviewer)
Topics:
  • Economics: Economic Growth and Development
  • Equity Investments: Equity Market Valuation and Return Analysis
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Can Information Be Locked Up? Informed Trading Ahead of Macro-News Announcements (1 February 2017)

CFA Institute: CFA Digest Gennaro Bernile | Jianfeng Hu | Yuehua Tang Reviewed by: Clifford S. Ang, CFA (Reviewer)
Topics:
  • Portfolio Management: Economic Analysis and Capital Market Expectations
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations · Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Banks’ Financial Reporting and Financial System Stability (1 January 2017)

CFA Institute: CFA Digest Viral V. Acharya | Stephen G. Ryan Reviewed by: Marla Howard, CFA (Reviewer)
Topics:
  • Financial Statement Analysis: Accounting and Auditing Standards Development · Financial Reporting Quality · Financial Reporting System
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Flashes of Trading Intent at NASDAQ (1 January 2017)

CFA Institute: CFA Digest Johannes A. Skjeltorp | Elvira Sojli | Wing Wah Tham Reviewed by: Paul Lebo, CFA (Reviewer)
Topics:
  • Equity Investments: Equity Markets - Characteristics, Institutions, and Benchmarks
  • Portfolio Management: Portfolio Construction and Revision
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Sarbanes–Oxley Act and Patterns in Stock Returns around Executive Stock Option Exercise Disclosures (1 January 2017)

CFA Institute: CFA Digest Eli Bartov | Lucile Faurel Reviewed by: Derek Bilney, CFA (Reviewer)
Topics:
  • Corporate Finance: Corporate Governance
  • Financial Statement Analysis: Analysis of Pensions, Stock Compensation, and Other Employee Benefits
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Social Capital and the Viability of Stakeholder-Oriented Firms: Evidence from Savings Banks (1 January 2017)

CFA Institute: CFA Digest Charlotte Ostergaard | Ibolya Schindele | Bent Vale Reviewed by: Marc L. Ross, CFA (Reviewer)
Topics:
  • Corporate Finance: Corporate Governance
  • Portfolio Management: Environmental, Social, and Governance (ESG) Investing and Faith-Based Finance
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Spare Tire? Stock Markets, Banking Crises, and Economic Recoveries (1 January 2017)

CFA Institute: CFA Digest Ross Levine | Chen Lin | Wensi Xie Reviewed by: Rich Wiggins, CFA (Reviewer)
Topics:
  • Corporate Finance: Business and Financial Risk · Corporate Governance
  • Economics: Economic Growth and Development
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Why Do Traders Choose Dark Markets? (1 January 2017)

CFA Institute: CFA Digest Ryan Garvey | Tao Huang | Fei Wu Reviewed by: Biharilal Deora, CFA, CIPM (Reviewer)
Topics:
  • Equity Investments: Equity Markets - Characteristics, Institutions, and Benchmarks
  • Portfolio Management: Portfolio Construction and Revision
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Webcast / Podcast

Ethics & Trust in Finance - 2015 Laureates Interviews (8 December 2016)

CFA Institute Josina Kamerling
Topics:
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines
0 CE Credits (including 0 SER)
Article

Behind the Growth in China (1 December 2016)

CFA Institute: CFA Institute Magazine LJ Jia
Topics:
  • Leadership, Management, and Communication Skills: Investment Industry
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Curing Misconduct Malaise (1 December 2016)

CFA Institute: CFA Institute Magazine Eddie Chan, CFA
Topics:
  • Leadership, Management, and Communication Skills: Investment Industry
  • Standards, Ethics, and Regulations (SER): Applicable Laws and Regulations
0 CE Credits (including 0 SER)
Article

Gender Diversity in Investment Management (1 December 2016)

CFA Institute: CFA Institute Magazine John Bowman, CFA
Topics:
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines · Professional Standards of Practice
0 CE Credits (including 0 SER)
Article

Know Your Client—Or Else (1 December 2016)

CFA Institute: CFA Institute Magazine Rhea Wessel
Topics:
  • Private Wealth Management: Private Client Marketplace and Firm Management
  • Standards, Ethics, and Regulations (SER): Ethical Practices and Guidelines