Updates to the CFA Institute Code and Standards

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Market Integrity and Advocacy Webcasts
CFA Institute Live Webinars
Source: CFA Institute

53:00, audio webcast, recorded on 23 July 2014
Posted on 23 July 2014

Director, Standards of Practice, CFA Institute


CFA Institute Standards of Practice Director Glenn Doggett, CFA reviews important updates to the CFA Institute Code of Ethics and Standards of Professional Conduct that went into effect 1 July 2014, including:

  • Empirical evidence on the perceived ethical landscape of the market
  • Changes to the Code and Standards, including:
  1. Viability of Capital Markets
  2. Responsibilities of Supervisors
  3. Client Communications
  4. Conduct as Participants in CFA Institute Programs
  • Guidance enhancements included in the Standards of Practice Handbook, including:
  1. Impact of Social Media
  2. Applicability to Investment Performance Analysts
  3. Role of Capital Markets in Society

This is an archived recording of a live webinar that took place on 23 July 2014.

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