Updates to the CFA Institute Code and Standards

live webcast
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Market Integrity and Advocacy Webcasts
CFA Institute Live Webinars
Source: CFA Institute

53:00, audio webcast, recorded on 23 July 2014
Posted on 23 July 2014

Director, Standards of Practice, CFA Institute
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Summary

CFA Institute Standards of Practice Director Glenn Doggett, CFA reviews important updates to the CFA Institute Code of Ethics and Standards of Professional Conduct that went into effect 1 July 2014, including:

  • Empirical evidence on the perceived ethical landscape of the market
  • Changes to the Code and Standards, including:
  1. Viability of Capital Markets
  2. Responsibilities of Supervisors
  3. Client Communications
  4. Conduct as Participants in CFA Institute Programs
  • Guidance enhancements included in the Standards of Practice Handbook, including:
  1. Impact of Social Media
  2. Applicability to Investment Performance Analysts
  3. Role of Capital Markets in Society

This is an archived recording of a live webinar that took place on 23 July 2014.


Topics
Credits · About the CE Program
1 CE (including 1 SER) Manage CE Credits

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