Innovations in Managing Concentrated Single Stock Positions (Take 15 Series)

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CFA Institute Take 15 Series

Source: CFA Institute

10:28, video webcast, recorded on 6 March 2017
Posted on 31 May 2017

Senior Vice President, Director of Business Development
Intelligent Edge Advisors

This information is accurate as of the day of recording.


Whether the result of equity-based compensation from employment at public companies, or the rewards of a liquidity event borne of entrepreneurial success, concentrated single-stock positions are a relatively common circumstance for wealthy individuals. Clients may prefer to maintain ownership for a variety of reasons, leaving a significant risk management challenge for the advisor. Elizabeth Ostrander, CFA, discusses some of the common approaches to managing such concentrated positions, including a recent "stock protection fund" innovation that involves investors pooling a cash buffer to diminish or negate losses over time.

The Take 15 Series is a series of short interviews with leading practitioners on timely topics focused on the investment profession.

Credits · About the CE Program
0.5 CE (including 0 SER) Manage CE Credits

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