What a New Conduct Code Means for FX

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CFA Institute Magazine
October 2017 | Vol. 28 | No. 3
Source: CFA Institute
Sherree DeCovny



Under a new global code of conduct for the wholesale foreign exchange (FX) market, firms will be expected to automate their surveillance efforts to combat market abuse. Although industry codes have little weight in court, they can help show that an individual or firm acted reasonably. Market participants will need to ensure their business practice aligns with their disclosure statements.

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