Asset Manager Code

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Codes, Standards and Position Papers
2 June 2015 | Vol. 2015 | 2 pages
Source: CFA Institute
Kurt Schacht, CFA | Jon Stokes | Glenn Doggett, CFA Asset Manager Code Advisory Council

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Summary

The Asset Manager Code (the Code) outlines the ethical and professional responsibilities of firms that manage assets on behalf of clients. The principles and provisions address six broad categories: (1) loyalty to clients, (2) investment process and actions, (3) trading, (4) risk management, compliance, and support, (5) performance reporting and valuation, and (6) disclosures.

For additional resources related to the Code, view further details on how to claim compliance with the Code and find available translations of the Code.
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