CFA Institute Live Webinars Presentation Recorded 23 Apr 2020
Career Insights: Regulatory and Compliance Services in India
Every crisis reinforces the need for robust risk management and prudent regulation. Furthermore, the ongoing lack of public trust in financial services, compared to other industries, is a constant reminder of the need for diligent supervision.
A career in the regulatory and compliance sector is sometimes overlooked. In particular, people fail to recognise that it grants exposure to many aspects of the financial services industry in a relatively short time frame. Also, it provides an opportunity to contribute to the regulatory-policy-making process directly.
This webinar offers the following learning outcomes:
- An overview of the regulatory and compliance sector in India
- The skills required for a successful career
- Roles and entry requirements
This is the archived version of a live webinar that took place on 23 April 2020
About the Speaker(s)
Dr. Prabhakar R. Patil heads the Department of Economic and Policy Analysis – 1 at the SEBI. This department oversees research and publications. He joined the SEBI in 1997 as assistant general manager and was involved in policy-oriented research activities and the production of official publications. From 2005 to early 2009, he was on secondment as a director at the Forward Markets Commission (the regulator of the Commodities Derivatives Market). Dr. Patil is also the Secretary of the Risk Management Group, which was set up by the Forward Markets Commission (FMC). He has published several research articles and has extensive teaching experience at universities and management institutions. Dr. Patil holds a doctorate from the Indian Institute of Technology, Mumbai.
Biharilal Deora is a director at Abakkus Asset Manager LLP, an India-focused asset management company. His investment expertise spans a broad array of asset classes. Prior to joining Abakkus, Mr. Deora was managing corporate, family office, and university clients. He began his career as a financial analyst at leading financial services firms, such as Credit Suisse and Fidelity Investments. Mr. Deora holds a master’s degree in commerce from Veer Narmad South Gujarat University.
He is a top-ranking chartered accountant and a certified financial planner. Mr. Deora serves as a director on the board of CFA Society India and is a visiting faculty member for advanced finance programs.