Report misconduct
Use the information on this page to check and report misconduct. All complaints are reviewed confidentially.
Report misconduct involving a member, candidate, or entity
To report potential misconduct, please click the link below:
Make an inquiry
View sanctioned individuals
See who is currently serving public disciplinary sanctions for violations of the CFA Institute Code of Ethics and Standards of Professional Conduct or have permanently resigned their memberships while under investigation by Professional Conduct for industry-related misconduct.
Check membership
To confirm a person’s membership status, or if they have completed the CFA® or CIPM® Program, send an inquiry to:
Check CFA charterholder status
Review active, charterholder members.
More in this section
Code of Ethics and Standards of Professional Conduct
Explore the Code and Standards documentation, get guidance on how to apply it and keep up to date on recent changes.
Professional Conduct Statement
Learn about the Professional Conduct Statement, which every member must complete annually.
Professional conduct
Learn how we investigate allegations, determine violations, impose sanctions, and disclose infringements.
