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Guidance for the Code of Ethics and Standards of Professional Conduct

Businessman and woman reading on a tablet

Guidance for the Codes and Standards

Standard I: Professionalism

Standard II: Integrity of Capital Markets

Standard III: Duties to Clients

Standard IV: Duties to Employers

Standard V: Investment Analysis, Recommendations, and Actions

Standard VI: Conflicts of Interest

Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate

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