Standard I: Professionalism

• Standard I(A) Knowledge of the Law (Last updated April 2024)
• Standard I(B) Independence and Objectivity (Last updated April 2024)
• Standard I(C) Misrepresentation (Last updated April 2024)
• Standard I(D) Misconduct (Last updated April 2024)
• Standard I(E) Competence (Last updated January 2024)

Standard II: Integrity of Capital Markets

• Standard II(A) Material Nonpublic Information (Last updated April 2024)
• Standard II(B) Market Manipulation (Last updated April 2024)

Standard III: Duties to Clients

• Standard III(A) Loyalty, Prudence, and Care (Last updated April 2024)
• Standard III(B) Fair Dealing (Last updated April 2024)
• Standard III(C) Suitability (Last updated April 2024)
• Standard III(D) Performance Presentation (Last updated April 2024)
• Standard III(E) Preservation of Confidentiality (Updated April 2024)

Standard IV: Duties to Employers

• Standard IV(A) Loyalty (Last updated April 2024)
• Standard IV(B) Additional Compensation Arrangements (Last updated April 2024)
• Standard IV(C) Responsibilities of Supervisors (Last updated April 2024)

Standard V: Investment Analysis, Recommendations, and Actions

• Standard V(A) Diligence and Reasonable Basis (Last updated April 2024)
• Standard V(B) Communication with Clients and Prospective Clients (Last updated January 2024)
• Standard V(C) Record Retention (Last updated April 2024)

Standard VI: Conflicts of Interest

• Standard VI(A) Disclosure of Conflicts (Last updated January 2024)
• Standard VI(B) Priority of Transactions (Last updated April 2024)
• Standard VI(C) Referral Fees (Last updated April 2024)

Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate

• Standard VII(A) Conduct as Participants in CFA Institute Programs (Updated April 2024)
• Standard VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program (Updated April 2024)