Standard I: Professionalism

• Standard I(A) Knowledge of the Law (Updated January 2019)
• Standard I(B) Independence and Objectivity (Updated January 2019)
• Standard I(C) Misrepresentation (Updated January 2019)
• Standard I(D) Misconduct (Updated January 2019)

Standard II: Integrity of Capital Markets

• Standard II(A) Material Nonpublic Information
• Standard II(B) Market Manipulation

Standard III: Duties to Clients

• Standard III(A) Loyalty, Prudence, and Care
• Standard III(B) Fair Dealing
• Standard III(C) Suitability (Updated October 2017)
• Standard III(D) Performance Presentation
• Standard III(E) Preservation of Confidentiality (Updated March 2018)

Standard IV: Duties to Employers

• Standard IV(A) Loyalty
• Standard IV(B) Additional Compensation Arrangements
• Standard IV(C) Responsibilities of Supervisors

Standard V: Investment Analysis, Recommendations, and Actions

• Standard V(A) Diligence and Reasonable Basis
• Standard V(B) Communication with Clients and Prospective Clients
• Standard V(C) Record Retention

Standard VI: Conflicts of Interest

• Standard VI(A) Disclosure of Conflicts
• Standard VI(B) Priority of Transactions
• Standard VI(C) Referral Fees

Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate

• Standard VII(A) Conduct as Participants in CFA Institute Programs (Updated January 2019)
• Standard VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program (Updated March 2018)