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Capital Markets Policy Council

The Capital Markets Policy Council (CMPC) works with the Capital Markets Policy Group staff by providing guidance on financial market regulatory and policy issues, all from the perspective of what is best for markets, investors, and clients. The CMPC also assists staff with perspectives on research and advocacy positions developed in response to critical issues in the capital markets, including:

  • Analysis and practitioner expertise on issues such as regulatory systems
  • Perspectives on local research topics, including country comparisons of regulation of trading different types of securities and derivative instruments
  • Comment letters regarding proposed policies to the European Commission, U.S. SEC, and others

David Lewis CFA

Chair

Member of CFA Society Seattle

Carole Crawford

Carole K. Crawford CFA

Founder and Managing Partner, fincap360

Member of CFA Society New York

Carole K. Crawford, CFA, is founder and managing partner of fincap360, where she develops bespoke solutions for entrepreneurial NextGen family offices, private venture capital funds and emerging firms, focused on leveraging innovation to grow capital. She is actively involved in the Fintech ecosystem, in and outside the U.S. Prior to fincap360 she built a successful wealth management practice at Morgan Stanley, in addition to leading branch wide business development for alternative investments and SMAs for two of the largest offices of the firm. Earlier in her career Ms. Crawford was a CFO for venture capital backed tech companies. Through the years she has counseled the White House, Congress and other political leaders on issues related to financial services and entrepreneurship, called on by both sides of the aisle. Ms. Crawford holds a Bachelor of Arts degree in Economics from the University of Michigan and completed the Certified Investment Management Analysts program at the Wharton School Aresty Institute of Executive Education. She is a CFA charterholder and chairs CFA Society New York’s Fintech Thought Leadership Group.

Piotr Sieradzan CFA

Everest Investment Management S.A.

Member of CFA Society Poland

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Rajendra Kalur CFA

Independent Consultant & Financial Educator

Member of CFA Society India

Rajendra Kalur, CFA, is the founder of TrustPlutus Wealth Managers (India) Private Limited and TrustPlutus Family Office & Investment Advisers (India) Private Limited. He has more than 25 years of experience in the financial services domain, including asset management, investment banking, wealth management, and insurance. Kalur has worked across the value chain and has proven expertise in nurturing nascent businesses and transforming business models. Kalur is currently an independent management consultant. Until recently, he was the director and CEO of TrustPlutus. Before joining TrustPlutus, Kalur worked in various capacities with RBS N.V., ABN AMRO N.V., Wealth Advisors India Pvt. Ltd., ICICI Prudential AMC, DSP Merrill Lynch, and General Insurance Corporation of India.

Kalur holds an MBA from the Cranfield School of Management, United Kingdom, and holds a post-graduate diploma in marketing from the Chartered Institute of Marketing, United Kingdom. He is also a Chartered Financial Analyst®, from CFA Institute, United States, and a Certified Financial Planner from FPSB, India. Kalur is a public speaker, an occasional blogger, and a newspaper columnist, as well as a long-distance runner and cyclist.

Kati Eriksson

Kati Eriksson CFA

Head of Institutional Banking Finland, Danske Bank

Finland

Member of CFA Society Finland

Kati Eriksson, CFA, has over 15 years’ experience in the financial markets and institutional investing. Currently she is working as the Head of Institutional Banking Finland at Danske Bank. In this role, she leads an organization responsible for Institutional Client Coverage, Institutional Advisory, Institutional Asset Management Sales and Investor Services Sales in Finland. Her role is to lead and develop the strategic dialogue with the clients and to guide and coordinate the bank-wide client team to service the clients in the best possible way.

Previously she worked as Head of Investments at Aalto University Endowment having overall responsibility for the endowment management. Her role was to steer the investment strategy and implementation in order to generate additional funding for top quality research and education. Prior to that, she worked for the State Pension Fund of Finland as Head of Strategic Analysis. She was responsible for planning strategic and dynamic asset allocation. She was in charge of the investment policy and investment risk management.

Ms. Eriksson holds M.Sc. in Economics and Business Administration from University of Oulu, Finland. She has earned the right to use the Chartered Financial Analyst designation. At CFA Institute, she currently serves in the Capital Markets Policy Council and has previously served as President Council Representative, EMEA West and as EU Standards & Advocacy Advisory Committee Chair. Ms. Eriksson contributes to the CFA Program Practice Analysis, giving practitioner input on the topic areas of Portfolio Management and Wealth Planning. She is Past President of the CFA Society Finland as well as past member of EDHEC Risk-Institute International Advisory Board.

Peeyush Arora CFA

Bank of New York Mellon (International) LTD

James J. Angel CFA

Member of CFA Society Washington, DC

Amanda Yu-Chi Fan CFA

Member of CFA Society Taiwan, CFA Society Singapore

Jimmy Wai Kee Jim CFA

Member of CFA Society Hong Kong

Bruce Wonil Lee CFA, PhD

Member of CFA Society Korea

Ada Litvinov CFA

Member of CFA Society Victoria

Maurice Martignier CFA

Member of CFA Society Switzerland

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