Environmental, Social, Governance (ESG) Committees
ESG Technical Committee Members
Managing Director, Head of Sustainability in Active Equities, UBS Asset Management, United States
Bruno Bertocci is head of global sustainable equities at UBS Asset Management, where he led the development of the team's positive screening process. Previously, he managed the global equity investment group at Stein Roe & Farnham and worked as a regional portfolio manager and global equity portfolio manager at Rockefeller & Co. Mr. Bertocci represents UBS on committees that include the US Social Investment Forum, the Institutional Advisory Group for the Sustainability Accounting Standards Board, and the Task Force on Climate-related Financial Disclosures. He is also a member of the UBS Sustainability Council. Mr. Bertocci holds an AB degree from Oberlin College and an MBA degree from Harvard Business School.
Senior Director, Global Industry Standards, CFA Institute
Mr. Fidler is a Senior Director in the Global Industry Standards team at CFA Institute. Mr. Fidler leads the promotion of CFA Institute industry codes and standards globally and helps to identify areas where new standards are needed. Prior to joining CFA Institute, Mr. Fidler was a management consultant at Thought Logic Consulting, LLC, and served in a number of management roles at Capital One Financial Corporation. Mr. Fidler holds a Bachelor of Science degree in engineering from University of Illinois and a Master of Business Administration from the Darden School of Business at University of Virginia.
Christoph M. Klein, CFA, is founder and managing partner at ESG Portfolio Management. Previously he served as a portfolio strategist, managing director, and head of ESG credit at Deutsche Asset & Wealth Management. Prior to his current role, he served as partner and head of fixed income credit at TriPoint Asset Management. Mr. Klein also worked as a multi-strategy portfolio manager for credit hedge funds at CPM Advisors and as an analyst and portfolio manager for corporate and convertible bonds at Deutsche Asset & Wealth Management. He has served as a visiting scholar at Salomon Center for the Study of Financial Institutions at New York University. Mr. Klein began his career as a private banking investment strategy analyst at Deutsche Bank. He was a member of the UN PRI Fixed Income Working Group and serves as an instructor for ESG seminars for Moody's Analytics. Christoph received his diploma in business administration from the University of Trier.
Executive Vice President and Chief Responsible Investment Officer, Calvert Research and Management, United States
Jeroen Bos, CFA, is head of equities at NN Investment Partners and a member of the board of CFA Society VBA Netherlands.
Senior Advisor Responsible Investments, BnP Paribas
Kanol Pal is Senior Advisor on Responsible Investments for BNP Paribas Wealth Management Asia. He has been appointed to this role in 2017 to define the Sustainable and Responsible Investments offer and to set up the SRI product platform across all asset classes for high net worth individuals.
Kanol has more than 30 years experience in the financial industry having worked as Bank Treasury Manager, Head of Fixed Income & Derivatives Sales and Head of Investment Services in Singapore and Europe.
He has also volunteered for various leadership positions at CFA Singapore and CFA Institute.
Kanol is a graduate of ESSEC business school and a CFA charterholder. He has a post graduate certificate in Business Sustainability Management from the Cambridge Institute for Sustainability Leadership.
Managing Director, Global Head of ESG Research, MSCI
Linda-Eling Lee is a managing director and global head of environmental, social, and governance (ESG) research at MSCI. Previously, she led ESG ratings research and was head of consumer sector analysis at RiskMetrics and served as research director at the Center for Research on Corporate Performance at Harvard Business School. Ms. Lee has published research in many journals, including Harvard Business Review and the Journal of Organizational Behavior. She is also a frequent commentator on ESG topics, appearing in media outlets such as the Financial Times and Wall Street Journal. Ms. Lee holds an AB degree from Harvard University, an MSt degree from the University of Oxford, and a PhD degree in organizational behavior from Harvard University.
Asset Management Professional, Singapore
Federated Hermes, USA
Martin is the Director of ESG & Responsible Investing, leading firm-wideESG integration and active engagement across all asset classes. Federated Hermes has 67 ESG subject-matter experts and one of the world’s largest ESG engagement databases with 16 years of proprietary data analytics representing over $1.3 trillion in assets under stewardship. He is a senior member of Federated Hermes’ Risk Management Committee, Proxy Voting Committee, Sustainability Leaders Council, ESG Faculty and is a former Equity Portfolio Manager.
Martin is an Adjunct Professor of Sustainable Finance at the University of Rochester, member of the Harvard Law School Corporate Governance Advisory Council, serves as an advisory member on the Sustainability Accounting Standards Board (SASB) and is a monthly Forbes ESG Contributor.
He graduated from Cornell University magna cum laude with a BS in applied economics, earned a MS in law & accounting from the London School of Economics (LSE) and completed a post-grad in advanced risk management from the Yale School of Management. Martin is a CFA charterholder and FSA credential holder.
Na Li, CFA, is a deputy director of the National Council for Social Security Fund (NCSS). Previously at NCSS, she served as senior staff member and principal staff member. Ms. Li also served in a temporary position as the deputy director of the Finance Office in Zhou Shan City, Zhejiang Province. She is a senior volunteer for CFA Society Beijing. Ms. Li holds a bachelor’s degree in economics and a master’s degree in finance from Beijing Normal University.
Mirova US LLC, USA
Institutional Shareholder Services, Sweden
PRI, United Kingdom
Aequalitas Capital Partners, South Africa
ESG Verification Subcommittee Members
Investor Trust Services Leader, PwC Switzerland
Member of CFA Society Switzerland, CFA Society Liechtenstein
Dimitri A. Senik, CFA, leads the Investor Trust Services at PwC Switzerland. With more than 20 years of experience in this area, he provides assurance services to investment managers and investors with respect to investment process and associated controls, investment performance and risk management, GIPS compliance, and environmental, social, and governance investments. Mr. Senik is also a member of the Investment Committee of the pension funds of PwC Switzerland. He has been a long-standing volunteer with the GIPS standard-setting bodies and chairs the GIPS Technical Committee. Mr. Senik has also served as a member and chair of the GIPS Executive Committee. In addition, he is a member of the GIPS Expert Group of the Swiss Funds & Asset Management Association. Mr. Senik is a Chartered Certified Accountant and holds a degree in international economics.
Deloitte & Touche LLP, USA
Ernst & Young LLP, USA
Colchester Global Investors Ltd, Singapore
Claudia is a Senior Investment Officer at Colchester Global Investors and has been with the firm since 2009. Claudia manages and constructs global developed, emerging, inflation-linked and short duration nominal bond portfolios. She monitors portfolio risk and conducts ongoing statistical and fundamental economic research. Prior to joining Colchester, she was a Portfolio Manager at Western Asset Management. Claudia started her career in 1999 as a research analyst at UBS Realty Investors and has extensive experience in portfolio management and risk analysis. Claudia holds a Diploma in Business Studies from Fachhochschule Regensburg, Germany and an MA in Economics from the University of Connecticut. She is a CFA charterholder and a member of the CFA Society of the UK.
Partner, ACA Performance Services
Member of CFA Society Portland
Crista DesRochers, CIPM, is a partner with ACA Performance Services, where she provides GIPS standards consulting and verification services to investment managers in the United States and abroad. She is a current member of the GIPS Technical Committee and a former member of the United States Investment Performance Committee. Ms. DesRochers is also the author of the 2016 white paper “Common Practices of GIPS®-Compliant Firms.” She holds a BA degree in business administration with a concentration in finance from Washington State University.
KPMG LLP, USA
Performance Practice Leader, Fairview Performance Services and Member, GIPS Standards United States Investment Performance Committee
Greta Nathan is the performance practice leader at Fairview Performance Services. She has over 20 years of industry experience and has performed GIPS verification and consulting services in each of her previous positions. Ms. Nathan was most recently with ACA Performance Services, where she worked with some of the firm’s largest, most complex global clients. Previously, she worked at Vincent Performance Services LLC and at CAPS, Inc. Ms. Nathan began her career as an audit manager at PricewaterhouseCoopers LLP, providing audit and other services to a range of investment management firms. She serves on the GIPS Standards United States Investment Performance Committee. Ms. Nathan earned a BS in mathematics and an MBA in accounting from Union College.
ESG Practice Lead, GMO LLC
Mr. Shah leads the ESG practice at GMO and is responsible for building GMO’s ESG capability across investment product areas and asset classes. He is also a member of the CFA Institute’s ESG Working Group for FY20. Prior to joining GMO in 2017, he led a global team of analysts focused on ESG ratings and thematic research at Sustainalytics. Previously, he was an ESG Ratings associate at MSCI and, as a senior climate change consultant with Ernst & Young, has helped register a wide variety of projects with the UNFCCC under the Clean Development Mechanism defined in the Kyoto Protocol. In 2015 and 2016, Mr. Shah was voted #1 “research firm analyst who understands the challenges & opportunities facing companies” in the Independent Research in Responsible Investment (IRRI) Survey. He earned his Bachelor of Engineering in Electronics from University of Mumbai and holds a post-graduate diploma in management - e business (finance specialization) from We School, Mumbai. Mr. Shah holds the Fundamentals of Sustainability Accounting (FSA) credential issued by SASB and also is a CFA charter holder.
Aviva Investors, USA
PricewaterhouseCoopers–Hong Kong, Hong Kong SAR