CFA Institute and Dechert LLP are partnering to provide an update on regulatory developments and best practices related to the SEC’s Marketing Rule.  Marketing Rule experts from CFA Institute and Dechert will be joined by a member of the SEC staff to address the following topics and field questions: 

• Fundamental issues including what constitutes an “advertisement” and what information is considered investment performance under the rule.
• Potential SEC staff guidance regarding performance of individual investments and portfolio and investment characteristics.
• Best practices for Marketing Rule compliance and avoiding common mistakes