Overview
As regulatory complexity intensifies, digital tools such as machine learning and automation are transforming compliance across investment and asset management. This member-exclusive webinar examines how RegTech enables smarter, faster, and more adaptive compliance and what professionals need to understand about its real-world application. The session explores how AI is applied in KYC, AML, and risk monitoring, and how global regulations, including the EU AI Act, DORA, and NIS2, are shaping the future of digital oversight.
Timings:
11:00 AM ET | 4:00 PM GMT
This event is exclusive to CFA Institute members.
CFA Institute members may self-report 1 Professional Learning (PL) credit for participating in this webinar.
Key takeaways
- Discover how RegTech modernizes compliance operations and strengthens decision-making.
- Learn how AI is applied in KYC, AML, risk monitoring, and regulatory reporting.
- Understand the implications of evolving regulations, including the EU AI Act, DORA, and NIS2.
- Explore how compliance, technology, and data teams can collaborate effectively.
- Build confidence in evaluating and deploying digital compliance tools effectively.
Speakers
Webinar
Alpha disrupted webinar series—RegTech and compliance in the AI era: Smarter, faster, safer
Complimentary