Overview
Five years after the adoption of the SEC Marketing Rule and three years after its compliance date, many investment advisers continue to face challenges reconciling the requirements of the rule with market practices and client expectations.
Join experts from Dechert and CFA Institute as they discuss the staff’s most recent investment performance FAQ and explore practical solutions to your Marketing Rule challenges.
Timings:
11:00 AM ET | 4:00 PM GMT
This webinar is worth 1 PL credit. If you are a CFA Institute member and attended live or watched the recording on your own time, you may self-report this activity in your tracker.
This webinar is in partnership with Dechert LLP.
Agenda
- Calculating and presenting net performance after the SEC staff’s January 2026 FAQ on the use of model fees
- Identifying hypothetical performance and managing expectations for its use
- Expert Q&A
Speakers
Moderator
Webinar
SEC Marketing Rule: Latest developments and practical solutions
Complimentary