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Guidance for Standards I–VII

2024 Curriculum CFA Program Level I Ethical and Professional Standards

Introduction

This reading provides guidance for Standards of Professional Conduct I-VII

Learning Outcomes

The member should be able to:
  1. demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity;

  2. distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and Standards;

  3. recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

6.25 PL Credit

If you are a CFA Institute member don’t forget to record Professional Learning (PL) credit from reading this article.