The following list are lapsed charterholders who have been Summarily Suspended for Non-Compliance and Improper Reference to the CFA designation. Professional Conduct opened an investigation because it appeared that they may have been misusing the CFA designation in violation of Standard VII(B). Because they failed to cooperate and did not request a hearing, their suspension automatically became a Revocation. Professional Conduct may rescind the summary suspension and reverse the resulting revocation if they agree to cooperate with the investigation and request for compliance.
Names by Country/Region
| Abu Dhabi, UAE |
| Raed Al Mohtar |
| Alberta, Canada |
| Ryan Thomas Luther |
| Jeron Chin |
| Almaty, Kazakhstan |
| Zhanibek Assylbekov |
| Amsterdam, Netherlands |
| Zhaoyan Zhang |
| Xiayu Zhang |
| Arizona, USA |
| Andrew W. Welty |
| R. B. Wear |
| Aukland, New Zealand |
| Nachiket A. Moghe |
| Bahrain |
| Jensen Eluvathingal Muttikk |
| Bangalore, India |
| Mayukh Goswami |
| Rupesh Anilrao Thakare |
| Bangkok, Thailand |
| Sunsanee Sakulsurarat |
| Banksia, Australia |
| Claire Curtin |
| Barcelona, Spain |
| Ma Carmen Ruiz de Azua Jimenez |
| Josep Colomer Costal |
| Gaston Vernhes Sr |
| Beijing, China |
| Zhibin Wang |
| Hongzhi Yu |
| Junliang Ni |
| Xi Luo |
| Kaiyi Jiang |
| Sen Yang |
| Ting Lu |
| Ranxuan Feng |
| Zhiwei Fang |
| Ning Deng |
| Yujiao Tian |
| Yi Zhu |
| Belgium |
| Jerome Maxime Chmiel |
| Nenad Ilic |
| Aurian Baudouin de Villenfagne |
| Bilbao, Spain |
| Mikel Achotegui |
| Boston, USA |
| Michelle Fan |
| Zhihong Li |
| Brasilia, Brazil |
| Phillip J. Towzell |
| Brno, Czech Republic |
| Michal Skřivánek |
| Buckinghamshire, UK |
| Ramsey David Craine |
| Budapest, Hungary |
| Gabor David Szentirmai |
| Cairo, Egypt |
| BahaaElDin ElShobary |
| Calgary, Canada |
| Dennis S. Wong |
| California, USA |
| Yi Fan Cheng |
| Joern J. Kleinhans |
| Mark Royer |
| Peter Rabover |
| Richard L. Norris |
| Torin M. Eastburn |
| Roderick B. Hall |
| Aaron Michael Figura |
| Mary Ann Moe |
| Marcelo Adrian Desio |
| Thomas C. Gibson |
| Sean Jeremy Castillo |
| Viet Quoc Phung |
| Uri Ron |
| Sumeng Yu |
| Tuhin Ghosh |
| Earnest Dalton Mathis III |
| Shreyak Das |
| Chaoyang District, China |
| Reena Ashokan |
| Chicago, USA |
| Nilotpal Swain |
| Ryan John Domyancic |
| Philip Funsho Adeleye |
| Colorado, USA |
| Michael Tobey |
| Martin Laine Wisott |
| Michael Pouliot |
| Ashwin Ranganathan |
| Connecticut, USA |
| Woonja Cha |
| John K. Kuhn |
| Brian D. Hampton |
| Patrick Walker O'Shaughnessy |
| Copenhagen, Denmark |
| Thorben Valhstedt Velling |
| Cote D'Ivoire |
| Koffi Georges Bolamo |
| Croatia |
| Jere Dumanic |
| Dubai, UAE |
| Neşet Güner |
| Yazen Al-Timimi |
| Anil Demír |
| Dhaka, Bangladesh |
| Minhazur Rahman |
| France |
| Pascal Salewyn |
| Florida, USA |
| Daniel David Piderit |
| Giza, Egypt |
| Salah Talaat |
| Gorakhpur, India |
| Mohit Kumar Rungta |
| Haryana, India |
| Mohit Agarwal |
| Shivani Ranjan |
| Hawaii, USA |
| Brian M. Murphy |
| Linda M. Ruegsegger |
| Hamburg, Germany |
| Sahel Naim |
| Hertfordshire, UK |
| Sakib Rashid |
| Ho Chi Minh City, Thailand |
| Trung Thanh Nguyen |
| Hong Kong SAR |
| Shun Po Chang |
| Yat Fai Lee |
| Boris Pilichowski |
| Geoffrey Sai Yu Lam |
| Ting Wong |
| Jeffrey Kuen Wai Lo |
| Jia Cao |
| Virginia K. Tam |
| Jieru SHEN |
| Zhiwei Hu |
| Kwong-Kwen Mo |
| Luxi Gao |
| Yin Ming Derek Kwan |
| Bingling Kong |
| James Yick Sing Sze |
| Lai Wei |
| Shuang Xu |
| Robert George Alcorn |
| Yunhan Zhu |
| Hwaseong City, Korea |
| Young Hee Ahn |
| Illinois, USA |
| Benjamin Burnham |
| Junjie Ji |
| John Anthony Flores |
| Michihiko Yashiro |
| Shuning Mao |
| Sally A. Runyan |
| Jawad A Sozer |
| Sophie Michelle Cook |
| Incheon, South Korea |
| Heejung Park |
| Indiana, USA |
| Mitchell D DePoy |
| Ipswich, UK |
| John Andrew Lothian |
| Istanbul, Turkey |
| Zeynep Danisman |
| Jakarta, Indonesia |
| Adam Jaya Putra |
| Jefri Parengkuan |
| Kashmir, India |
| Dishant Mahajan |
| Kentucky, USA |
| Matthew Morris |
| Kingston Upon Thames, United Kingdom |
| Guy M. Hubbard |
| Kuala Lampur, Malaysia |
| Kai Rong Lee |
| Lagos, Nigeria |
| Uwadiae Osaretin Osadiaye |
| Lahore, Pakistan |
| Yasar Rashid |
| Faruk Shameem Wynne |
| London, United Kingdom |
| Thomas H.R. Kingston |
| Murali Krishna-Murty |
| Hassan Arshad |
| Benjamin J. Savidan |
| Jenni K. Nylander |
| Deepak Lalit |
| Andrew L. Mcbean |
| Christopher David Pyle |
| Neha Morjaria |
| Sanjeev Bhasin |
| Sirui Lin |
| Gabriel W Shin |
| Anthony Rochford |
| Swen D. Nicolaus |
| Alexis Constantine Vatistas |
| Inga Nemets |
| Luigi Li Calzi |
| Daniel Johnson |
| Richard John Hollowood |
| Nicholas Gregory Msitu Howe |
| Richard Maxey |
| Mamta Golchha |
| Oliver James Montgomery Tyler-Elder |
| Fabio Andrea Notarangelo |
| Michael Jan Domin |
| Jonathan Eng Sang Loh |
| Salman Iqbal Malik |
| Deenar Toraskar |
| Los Angeles, USA |
| Hovhannes Gevorgyan |
| Cevdet Uruk |
| Kyle M. Schultz |
| Qais Sediq |
| Richard L. Norris |
| Louisiana, USA |
| Luke Michael Lemoine |
| Luxembourg |
| Massimiliano Biagi |
| Antonio Jimenez Sanchez |
| Lyon, France |
| Pierre-Antoine Aurousseau |
| Madrid, Spain |
| Javier Mate |
| Roy Javier Villanueva Perez |
| Brendan Luke Capell |
| Maharashtra, India |
| Jay Kirit Mehta |
| Manila, Philippines |
| Ronald Cabantog Testa |
| Massachusetts, USA |
| Yunguang Yang |
| Daniel F. Lockwood |
| Brian Basiliere |
| Anand Varatharaj |
| Jared Shulman |
| Grant Murray |
| Jung Koo Kang |
| Charles William Dyer |
| Melbourne, Australia |
| William Riggall |
| Muddasar Yaqub |
| Mexico City, Mexico |
| Patricio Rivera Torres |
| Minh City, Thailand |
| Hung Viet Cao |
| Minnesota, USA |
| Scott D. Hemer |
| Mississippi, USA |
| Chi Ly |
| Missouri, USA |
| Sunghan Bae |
| Carla S. Sleeter |
| Montana, USA |
| Joseph B. Robinson |
| Mohali, India |
| Mandeep Julka |
| Montreal, Canada |
| Graeme Johnson |
| Morel Fankam Yamako Kameni |
| Pascal Gibeault Geadah |
| Montreuil, France |
| Valerie Bour |
| Mumbai, India |
| Vinayak Shivaji More |
| Karan S. Uberoi |
| Manish Kumar Thakur |
| Nupur Deepen Dighe |
| Shruti Ajmera |
| Parthiv Kamlesh Shah |
| Ahfaaz Azeem Jessani |
| Munich, Germany |
| Wan Zhang |
| New Delhi, India |
| Pankaj Singhania |
| Prerak Bhatia |
| New Jersey, USA |
| Walter Wible |
| Claudel Laguerre |
| Jay Bhankharia |
| Jason Jones |
| Scott Neer |
| Melissa Sexton |
| Deena Ghaly |
| Thomas R. Kopff |
| Mukesh Modi |
| Zhongyu S. Zhou |
| Daniel Rubin |
| New South Wales, Australia |
| Asif Ali Khan Narejo |
| Hung Gia Vu |
| Tracey Renee Waller |
| Yifan Zhao |
| New York, USA |
| Sacheen N. Shah |
| Shuai Shao |
| Tal Grant |
| Neilay K. Mehta |
| Siddharth Kannan |
| Jerren A. Holder |
| Michael Brendan Flynn |
| Lisa Caesar |
| Jennifer Box |
| Mirandy Janelle Worthy |
| Yu Zhou |
| Jarrett C. Vitulli |
| Hamza Guennoun |
| Brian Clouser |
| Julie Sylvestre |
| Stuart J. Benway |
| Gene Ekster |
| Panagiotis K. Chatziplis |
| Ronald A. DiPietro |
| Raj K. Rathi |
| Avani Doshi |
| Vincent S. Wu |
| Kenneth M. Gross |
| Richard A. Mercante |
| James M. Hueber |
| Kevin Knecht |
| Lauren Elizabeth Baricos |
| Zhihong An |
| Theodore Powell Merz |
| Constanza Gomez Campero |
| Mihir Yogesh Mehta |
| Abhishek Bhatnagar |
| Lisha Zhou |
| Wynn Salvatore Housel |
| Dino Dedic |
| Zara Mannan |
| Achint Bhagat |
| Clayton Daniel Flon |
| Richard Van Bray III |
| Assen Mariov Bankov |
| Eric M. Hyde |
| Justin Alpert Sheehan |
| Parikshit Gauba |
| Richard P. Hastings |
| Michael Brayton Bond |
| Susan Wu |
| Vineet Gupta Sr |
| Daniel Patrick Butler |
| Charles Kromholz |
| Christopher Thomas Hanley |
| Eoin Duane |
| Hunter Keay |
| Donna Marie Howe |
| Elena Liapkova |
| Yuying Wang |
| Qin Chen |
| Glenwyn P. Baptist |
| Gershon M. Distenfeld |
| North Carolina, USA |
| David Ariel Steinschraber |
| Jihye Sohn |
| Ramana Kasuganti |
| David P.K. Chu |
| North Dakota, USA |
| Benjamin Lynch |
| Oconnor, Australia |
| Max Ginpil |
| Ohio, USA |
| Matthew Lombardo |
| Dominic L. Ruccella |
| Paul D. Danes |
| Kenneth C. Gavrity |
| Tobin L. Thomas |
| Ontario, Canada |
| Zakir Husen Patel |
| Daniel S. Szyjka |
| Ernesto G Rambaldini |
| Shekhar Dadhich |
| Aditi Khanna |
| Kevin James Osborne |
| Asghar Ali |
| Zachary Robert Joseph Allen |
| Alice F. Tsang |
| Yinglun Liu |
| Michael John Sullivan |
| Michael J. Dilay |
| Paris, France |
| James Meredith Hanford |
| Xiao Sun |
| Orkide Akkose Massaad |
| Cleo Massin |
| Sacha Ivasilevitch |
| Pennsylvania, USA |
| Andrew P. Szczurowski |
| Derek Louis Zweig |
| Ian Dobbins |
| Chulhee Jun |
| Daniel J. Perullo |
| Philadelphia, USA |
| Davit Ninikelashvili |
| Zhuobin Li |
| Philippines |
| Dong Woo Rhee |
| Poland |
| Piotr Walek |
| Michal Krupka |
| Piotr Szykowny |
| Portugal |
| Bernardo Eca |
| Ana Filipa Medeiros Vaza |
| Prague, Czech Republic |
| Michal Ondrýsek |
| Quebec, Canada |
| Kalina Rykowska |
| Rotterdam, Netherlands |
| Daniel David Colabufo |
| San Francisco, USA |
| Tianqi Song |
| Rosine Tedajo |
| John C. Slack |
| Frederick Baylin |
| Xiaorong Hu |
| Sao Paulo, Brazil |
| Luiz Henrique Liuzzi |
| Seattle, USA |
| Alexander Berry |
| Chiung-Hsuan Kay Huang |
| Khyati Kiran Vaidya |
| Bulent Ozdemir |
| Secunderabad, India |
| Venkat Raj Ellendula |
| Selangor, Malaysia |
| Jet Liang Lim |
| Seoul, Korea |
| Un Yong Kim |
| yoon hwan Oh |
| Jaywin J. Lee |
| Taejin YI |
| Sungil Song |
| Jung-Dong Kim |
| Kangmin Kim |
| Hongmin Choi |
| WonYoung Choi |
| Soonyong Cook |
| Xingjian Xu |
| Seung Lok Huh |
| Shanghai, China |
| Yue Mao |
| Ping Ran |
| Zhe Han Zhang |
| Pei Li |
| Zhiyuan Wang |
| Zheng Liang |
| Lipan Song |
| Zhendi Chen |
| Bo Pang |
| Wenyu Lu |
| Xinyuan Zhang |
| Tsin-Lin Bryan Lim |
| Qiang Sun |
| Li Zhu |
| Kaixiang Wu |
| Suyue Li |
| Singapore |
| Zhiheng Png |
| Ka Chun Soo |
| Thiam Huat See |
| Qianfei Wu |
| Junjie Zhang |
| Chuan Yi Foo |
| Aikli Goh |
| Jesline Hwee Peng Goh |
| Xinyan Jiang |
| Vernon Suan Jek Loh |
| Peng Shao |
| Aizhu Shi |
| Soltau, Germany |
| Philipp Christian Bunke |
| Sri Lanka |
| Harshani Samindika Halangoda |
| St. Albans, United Kingdom |
| Matthew R. Hall |
| Surrey, United Kingdom |
| Mark A. Thompson |
| Swieqi, Malta |
| Ian Abela |
| Switzerland |
| Lili Shi |
| Martin Schupbach |
| Herve Piedois |
| Gerolt H. Krzywon |
| Sydney, Australia |
| Angus Campbell Baines Larcombe |
| Taiwan |
| Feng Chi Hsu |
| Tehran, Iran |
| Ali Noorian |
| Tennessee, USA |
| Casey Hammontree |
| Texas, USA |
| Gregory Koonsman |
| Christian G. Speicher |
| Marcin Joseph Varanka |
| Robert J. Famulare |
| Barbara L. Rayner |
| Kevin Daniel Blonien |
| David Brendan Murphy |
| Chengfou Liu |
| Tokyo, Japan |
| Ruifeng Zhang |
| Daisuke Kameyama |
| Toronto, Canada |
| Neil Lusby |
| Michael Seetner |
| Sharron K. Button |
| Jordan Bernard De Jong |
| Udaipur, India |
| Murtaza Moti |
| Utrecht, Netherlands |
| Achim Boden |
| Uzbekistan |
| Rustam Shamuradov |
| Vancouver, Canada |
| Chris Cumming |
| Vienna, Austria |
| Yi-Der Kuo |
| Virginia, USA |
| Eng P. Heah |
| Daniel Joseph Donoghue Jr |
| Yin Chen Liu |
| Merry Lloyd Dimitri |
| Warsaw, Poland |
| Katarzyna Maria Sobiecka |
| Washington, USA |
| Michael Kearney |
| Yujie Dai |
| Alice Adwoa Serekoubea Agyiri |
| Waverton, Australia |
| Diana Wei |
| Wellington, New Zealand |
| Thomas David Anderson Barker |
| Zhejiang, China |
| Shuhan Luo |
| Yimin Li |