The following list are lapsed charterholders who have been Summarily Suspended for Non-Compliance and Improper Reference to the CFA designation. Professional Conduct opened an investigation because it appeared that they may have been misusing the CFA designation in violation of Standard VII(B). Because they failed to cooperate and did not request a hearing, their suspension automatically became a Revocation. Professional Conduct may rescind the summary suspension and reverse the resulting revocation if they agree to cooperate with the investigation and request for compliance.
Names by Country/Region
| Abu Dhabi, UAE |
| Raed Al Mohtar |
| Arizona, USA |
| Andrew W. Welty |
| R. B. Wear |
| Aukland, New Zealand |
| Nachiket A. Moghe |
| Bahrain |
| Adnan Qasim |
| Jensen Eluvathingal Muttikk |
| Bangalore, India |
| Mayukh Goswami |
| Rupesh Anilrao Thakare |
| Bangkok, Thailand |
| Swarus Wongwuticomjon |
| Banksia, Australia |
| Claire Curtin |
| Barcelona, Spain |
| Ma Carmen Ruiz de Azua Jimenez |
| Beijing, China |
| Zhibin Wang |
| Hongzhi Yu |
| Junliang Ni |
| Xi Luo |
| Kaiyi Jiang |
| Sen Yang |
| Belgium |
| Jerome Maxime Chmiel |
| Nenad Ilic |
| Brasilia, Brazil |
| Phillip J. Towzell |
| Cairo, Egypt |
| BahaaElDin ElShobary |
| Calgary, Canada |
| Dennis S. Wong |
| California, USA |
| Yi Fan Cheng |
| Joern J. Kleinhans |
| Mark Royer |
| Peter Rabover |
| Richard L. Norris |
| Torin M. Eastburn |
| Chaoyang District, China |
| Reena Ashokan |
| Chicago, USA |
| Nilotpal Swain |
| Colorado, USA |
| Michael Tobey |
| Martin Laine Wisott |
| Michael Pouliot |
| Connecticut, USA |
| Woonja Cha |
| John K. Kuhn |
| Cote D'Ivoire |
| Koffi Georges Bolamo |
| Croatia |
| Jere Dumanic |
| Dubai, UAE |
| Neşet Güner |
| France |
| Pascal Salewyn |
| Giza, Edgypt |
| Salah Talaat |
| Gorakhpur, India |
| Mohit Kumar Rungta |
| Haryana, India |
| Mohit Agarwal |
| Hong Kong SAR |
| Shun Po Chang |
| Yat Fai Lee |
| Boris Pilichowski |
| Geoffrey Sai Yu Lam |
| Ting Wong |
| Jeffrey Kuen Wai Lo |
| Jia Cao |
| Virginia K. Tam |
| Jieru SHEN |
| Zhiwei Hu |
| Kwong-Kwen Mo |
| Illinois, USA |
| Benjamin Burnham |
| Junjie Ji |
| Kashmir, India |
| Dishant Mahajan |
| Kingston Upon Thames, United Kingdom |
| Guy M. Hubbard |
| Kuala Lampur, Malaysia |
| Kai Rong Lee |
| Lahore, Pakistan |
| Yasar Rashid |
| London, United Kingdom |
| Thomas H.R. Kingston |
| Murali Krishna-Murty |
| Hassan Arshad |
| Benjamin J. Savidan |
| Jenni K. Nylander |
| Deepak Lalit |
| Andrew L. Mcbean |
| Christopher David Pyle |
| Neha Morjaria |
| Sanjeev Bhasin |
| Sirui Lin |
| Los Angeles, USA |
| Hovhannes Gevorgyan |
| Cevdet Uruk |
| Kyle M. Schultz |
| Qais Sediq |
| Richard L. Norris |
| Lyon, France |
| Pierre-Antoine Aurousseau |
| Madrid, Spain |
| Javier Mate |
| Roy Javier Villanueva Perez |
| Massachusetts, USA |
| Yunguang Yang |
| Daniel F. Lockwood |
| Brian Basiliere |
| Anand Varatharaj |
| Melbourne, Australia |
| William Riggall |
| Michigan, USA |
| Benjamin Thomas Abbott |
| Minnesota, USA |
| Scott D. Hemer |
| Missouri, USA |
| Sunghan Bae |
| Carla S. Sleeter |
| Montana, USA |
| Joseph B. Robinson |
| Mohali, India |
| Mandeep Julka |
| Montreal, Canada |
| Graeme Johnson |
| Morel Fankam Yamako Kameni |
| Montreuil, France |
| Valerie Bour |
| Mumbai, India |
| Vinayak Shivaji More |
| Karan S. Uberoi |
| Manish Kumar Thakur |
| Nupur Deepen Dighe |
| Netherlands |
| Lennart Cattel |
| New Delhi, India |
| Pankaj Singhania |
| Prerak Bhatia |
| New Jersey, USA |
| Walter Wible |
| Claudel Laguerre |
| Jay Bhankharia |
| Jason Jones |
| Scott Neer |
| Melissa Sexton |
| Deena Ghaly |
| Thomas R. Kopff |
| Mukesh Modi |
| Zhongyu S. Zhou |
| New South Wales, Australia |
| Asif Ali Khan Narejo |
| Hung Gia Vu |
| New York, USA |
| Sacheen N. Shah |
| Shuai Shao |
| Tal Grant |
| Neilay K. Mehta |
| Siddharth Kannan |
| Jerren A. Holder |
| Michael Brendan Flynn |
| Lisa Caesar |
| Jennifer Box |
| Mirandy Janelle Worthy |
| Yu Zhou |
| Jarrett C. Vitulli |
| Hamza Guennoun |
| Brian Clouser |
| Julie Sylvestre |
| Stuart J. Benway |
| Gene Ekster |
| Panagiotis K. Chatziplis |
| Ronald A. DiPietro |
| Raj K. Rathi |
| Avani Doshi |
| Vincent S. Wu |
| Kenneth M. Gross |
| Richard A. Mercante |
| James M. Hueber |
| Kevin Knecht |
| Lauren Elizabeth Baricos |
| Zhihong An |
| Theodore Powell Merz |
| Constanza Gomez Campero |
| Mihir Yogesh Mehta |
| North Carolina, USA |
| David Ariel Steinschraber |
| Jihye Sohn |
| North Dakota, USA |
| Benjamin Lynch |
| Oconnor, Australia |
| Max Ginpil |
| Ohio, USA |
| Matthew Lombardo |
| Dominic L. Ruccella |
| Ontario, Canada |
| Zakir Husen Patel |
| Daniel S. Szyjka |
| Ernesto G Rambaldini |
| Shekhar Dadhich |
| Aditi Khanna |
| Paris, France |
| James Meredith Hanford |
| Pennsylvania, USA |
| Andrew P. Szczurowski |
| Derek Louis Zweig |
| Philadelphia, USA |
| Davit Ninikelashvili |
| Philippines |
| Dong Woo Rhee |
| Poland |
| Piotr Walek |
| Michal Krupka |
| Piotr Szykowny |
| Tadeusz (Ted) Pietka |
| Portugal |
| Bernardo Eca |
| San Francisco, USA |
| Tianqi Song |
| Rosine Tedajo |
| John C. Slack |
| Frederick Baylin |
| Xiaorong Hu |
| Sao Paulo, Brazil |
| Luiz Henrique Liuzzi |
| Seattle, USA |
| Alexander Berry |
| Chiung-Hsuan Kay Huang |
| Khyati Kiran Vaidya |
| Seoul, Korea |
| Un Yong Kim |
| yoon hwan Oh |
| Jaywin J. Lee |
| Taejin YI |
| Sungil Song |
| Jung-Dong Kim |
| Kangmin Kim |
| Hongmin Choi |
| WonYoung Choi |
| Shanghai, China |
| Yue Mao |
| Ping Ran |
| Zhe Han Zhang |
| Pei Li |
| Zhiyuan Wang |
| Zheng Liang |
| Lipan Song |
| Zhendi Chen |
| Singapore |
| Zhiheng Png |
| Ka Chun Soo |
| Thiam Huat See |
| Qianfei Wu |
| Junjie Zhang |
| Chuan Yi Foo |
| Aikli Goh |
| Sri Lanka |
| Harshani Samindika Halangoda |
| St. Albans, United Kingdom |
| Matthew R. Hall |
| Surrey, United Kingdom |
| Mark A. Thompson |
| Switzerland |
| Lili Shi |
| Martin Schupbach |
| Herve Piedois |
| Gerolt H. Krzywon |
| Taiwan |
| Feng Chi Hsu |
| Tehran, Iran |
| Ali Noorian |
| Tennessee, USA |
| Casey Hammontree |
| Texas, USA |
| Gregory Koonsman |
| Christian G. Speicher |
| Marcin Joseph Varanka |
| Robert J. Famulare |
| Barbara L. Rayner |
| Tokyo, Japan |
| Ruifeng Zhang |
| Daisuke Kameyama |
| Toronto, Canada |
| Neil Lusby |
| Michael Seetner |
| Sharron K. Button |
| Jordan Bernard De Jong |
| Udaipur, India |
| Murtaza Moti |
| Uzbekistan |
| Rustam Shamuradov |
| Vancouver, Canada |
| Chris Cumming |
| Virginia, USA |
| Eng P. Heah |
| Daniel Joseph Donoghue Jr |
| Washington, USA |
| Michael Kearney |
| Waverton, Australia |
| Diana Wei |