The following list are lapsed charterholders who have been Summarily Suspended for Non-Compliance and Improper Reference to the CFA designation. Professional Conduct opened an investigation because it appeared that they may have been misusing the CFA designation in violation of Standard VII(B). Because they failed to cooperate and did not request a hearing, their suspension automatically became a Revocation. Professional Conduct may rescind the summary suspension and reverse the resulting revocation if they agree to cooperate with the investigation and request for compliance.
Names by Country/Region
| Abu Dhabi, UAE |
| Raed Al Mohtar |
| Alberta, Canada |
| Ryan Thomas Luther |
| Jeron Chin |
| Almaty, Kazakhstan |
| Zhanibek Assylbekov |
| Amsterdam, Netherlands |
| Zhaoyan Zhang |
| Xiayu Zhang |
| Xiaoyao Wan |
| Antwerp, Belgium |
| Laurens Jasper Boriale |
| Arizona, USA |
| Andrew W. Welty |
| R. B. Wear |
| Aukland, New Zealand |
| Nachiket A. Moghe |
| Bahrain |
| Jensen Eluvathingal Muttikk |
| Bangalore, India |
| Mayukh Goswami |
| Rupesh Anilrao Thakare |
| Ruchi Agarwal |
| Bangkok, Thailand |
| Sunsanee Sakulsurarat |
| Jirayu Charoentangsinchai |
| Vachiraphong Pimphan |
| Banksia, Australia |
| Claire Curtin |
| Barcelona, Spain |
| Ma Carmen Ruiz de Azua Jimenez |
| Josep Colomer Costal |
| Marc José Desmond |
| Beijing, China |
| Zhibin Wang |
| Hongzhi Yu |
| Junliang Ni |
| Xi Luo |
| Kaiyi Jiang |
| Ting Lu |
| Ranxuan Feng |
| Zhiwei Fang |
| Ning Deng |
| Yujiao Tian |
| Yi Zhu |
| Fan Sun |
| Xinchen Wang |
| Haidong Huang |
| Beirut, Lebanon |
| Rodolph Georges Njeim |
| Roben Joseph Abou Rjeily |
| Belgium |
| Jerome Maxime Chmiel |
| Nenad Ilic |
| Aurian Baudouin de Villenfagne |
| Bhopal, India |
| Arvind Mishra |
| Bilbao, Spain |
| Mikel Achotegui |
| Boston, USA |
| Michelle Fan |
| Zhihong Li |
| Brasilia, Brazil |
| Phillip J. Towzell |
| Brno, Czech Republic |
| Michal Skřivánek |
| Bruxelles, Belgium |
| Antoine Thieffry |
| Tarek Nemsi |
| Buckinghamshire, UK |
| Ramsey David Craine |
| Budapest, Hungary |
| Gabor David Szentirmai |
| Cairo, Egypt |
| BahaaElDin ElShobary |
| Calgary, Canada |
| Dennis S. Wong |
| California, USA |
| Ravi S. Bhagavatula |
| Yi Fan Cheng |
| Andree Jacques |
| Joern J. Kleinhans |
| Mark Royer |
| Peter Rabover |
| Richard L. Norris |
| Torin M. Eastburn |
| Roderick B. Hall |
| Aaron Michael Figura |
| Mary Ann Moe |
| Marcelo Adrian Desio |
| Thomas C. Gibson |
| Sean Jeremy Castillo |
| Viet Quoc Phung |
| Uri Ron |
| Sumeng Yu |
| Tuhin Ghosh |
| Earnest Dalton Mathis III |
| Shreyak Das |
| Gregory Matthews |
| Sijie Huo |
| Patrick Noonan Lenihan |
| Paul William Nork |
| Charles Stephen Praska |
| Lei Liao |
| Michael Hardy |
| Nicolas Alejandro Tarditti |
| David Gabriel Lawson |
| Xiaoshi Liang |
| Irina Han Crosson |
| Jennifer Dugan |
| Xiangyun Luo |
| Daniel Gunnell |
| Chaoyang District, China |
| Reena Ashokan |
| Chicago, USA |
| Nilotpal Swain |
| Ryan John Domyancic |
| Philip Funsho Adeleye |
| Colorado, USA |
| George F. Wood |
| Michael Tobey |
| Martin Laine Wisott |
| Michael Pouliot |
| Ashwin Ranganathan |
| Kathleen D. Marvin |
| Clichy, France |
| Jean-Loup Thiebaut |
| Connecticut, USA |
| Woonja Cha |
| John K. Kuhn |
| Brian D. Hampton |
| Patrick Walker O'Shaughnessy |
| George M. Parker |
| Joanne Beatty Dombrosky |
| Copenhagen, Denmark |
| Thorben Valhstedt Velling |
| Cote D'Ivoire |
| Koffi Georges Bolamo |
| Croatia |
| Jere Dumanic |
| Debrecen, Hungary |
| Tamás Bence Demeter |
| Dubai, UAE |
| Neşet Güner |
| Anil Demír |
| Sunil Goyal |
| Leen Antonios |
| Doubs, France |
| Aurelien Didier Hubert Clerc |
| Dublin, Ireland |
| Cillian Byrne |
| Dhaka, Bangladesh |
| Minhazur Rahman |
| Shoaib Ahmed |
| Edmonton, Canada |
| Kamran Khowaja |
| France |
| Pascal Salewyn |
| Florida, USA |
| Daniel David Piderit |
| Arvind Rajan Krishnamurthy |
| Gdansk, Poland |
| Jaroslaw Tomasz Jarzecki |
| Georgia, USA |
| Hunter John Asip |
| Giza, Egypt |
| Salah Talaat |
| Sherif Samir Fathalla |
| Gorakhpur, India |
| Mohit Kumar Rungta |
| Greater Noida, India |
| Rahul Agarwal |
| Haryana, India |
| Mohit Agarwal |
| Pranav Aggarwal |
| Sidharth Samantaray |
| Hawaii, USA |
| Brian M. Murphy |
| Linda M. Ruegsegger |
| Gyeonggi-do, Korea |
| Bo Reum Jang |
| Hamburg, Germany |
| Sahel Naim |
| Hanoi, Viet Nam |
| Quang Duc Le |
| Ha Nguyen Thi |
| Hertfordshire, UK |
| Sakib Rashid |
| Ho Chi Minh City, Thailand |
| Trung Thanh Nguyen |
| Khanh Mai Duy Le |
| Hong Kong SAR |
| Yi Long Alvin Leow |
| Dick Lam Poon |
| Shun Po Chang |
| Yat Fai Lee |
| Boris Pilichowski |
| Geoffrey Sai Yu Lam |
| Ting Wong |
| Jeffrey Kuen Wai Lo |
| Jia Cao |
| Virginia K. Tam |
| Jieru SHEN |
| Zhiwei Hu |
| Kwong-Kwen Mo |
| Luxi Gao |
| Yin Ming Derek Kwan |
| Bingling Kong |
| James Yick Sing Sze |
| Lai Wei |
| Shuang Xu |
| Robert George Alcorn |
| Yunhan Zhu |
| Yan Tung Lam |
| Bilal Shahid Cheema |
| Ka Lung Chui |
| Shijia Feng |
| Chenhan Qian |
| Won Ling Ho |
| Le Zhang |
| Yinzhou Pan |
| Guofan Wang |
| Kam Ming Calvin Tang |
| Hwaseong City, Korea |
| Young Hee Ahn |
| Illinois, USA |
| Chuhan Zhang |
| Benjamin Burnham |
| Junjie Ji |
| John Anthony Flores |
| Michihiko Yashiro |
| Shuning Mao |
| Sally A. Runyan |
| Jawad A Sozer |
| Sophie Michelle Cook |
| Chao Wang |
| Kanglun Zhou |
| Shuang Wu |
| Matthew J. Doherty |
| Anuj Pratik Mody |
| Incheon, South Korea |
| Heejung Park |
| Indiana, USA |
| Mitchell D DePoy |
| Ipswich, UK |
| John Andrew Lothian |
| Islamabad, Pakistan |
| Muhammad Junaid Naeem |
| Istanbul, Turkey |
| Zeynep Danisman |
| Jakarta, Indonesia |
| Adam Jaya Putra |
| Jefri Parengkuan |
| Jouxtens-Mezery, Switzerland |
| Arnaud Michel Albert Steininger |
| Kiev, Ukraine |
| Olga Ivanchuk |
| Karachi, Pakistan |
| Syed Adeel Ahmed |
| Kashmir, India |
| Dishant Mahajan |
| Kentucky, USA |
| Matthew Morris |
| Kingston Upon Thames, United Kingdom |
| Guy M. Hubbard |
| Kolkata, India |
| Rishi Juthani |
| Kuala Lampur, Malaysia |
| Kai Rong Lee |
| La Paz, Bolivia |
| Jaime Antonio Quevedo Ferrufino |
| Lagos, Nigeria |
| Uwadiae Osaretin Osadiaye |
| Michael Chinedu Nwakalor |
| Ignatius Ifeanyi Orji |
| Lahore, Pakistan |
| Yasar Rashid |
| Faruk Shameem Wynne |
| London, United Kingdom |
| Matias Vammalle |
| Thomas H.R. Kingston |
| Murali Krishna-Murty |
| Hassan Arshad |
| Benjamin J. Savidan |
| Jenni K. Nylander |
| Deepak Lalit |
| Andrew L. Mcbean |
| Christopher David Pyle |
| Sanjeev Bhasin |
| Sirui Lin |
| Gabriel W Shin |
| Anthony Rochford |
| Swen D. Nicolaus |
| Alexis Constantine Vatistas |
| Inga Nemets |
| Daniel Johnson |
| Richard John Hollowood |
| Nicholas Gregory Msitu Howe |
| Richard Maxey |
| Mamta Golchha |
| Oliver James Montgomery Tyler-Elder |
| Fabio Andrea Notarangelo |
| Michael Jan Domin |
| Jonathan Eng Sang Loh |
| Salman Iqbal Malik |
| Deenar Toraskar |
| Eduardo Cezario Motta |
| Milena Mincheva Emilova |
| Lorenzo Margiotta |
| Kazuhiro Pao Sam Ong |
| Laurent Bernhard |
| Matthew William Shaw |
| Gregory Lowe |
| Los Angeles, USA |
| Hovhannes Gevorgyan |
| Cevdet Uruk |
| Kyle M. Schultz |
| Qais Sediq |
| Richard L. Norris |
| Louisiana, USA |
| Luke Michael Lemoine |
| Luxembourg |
| Massimiliano Biagi |
| Antonio Jimenez Sanchez |
| Athanassios Mirlis Olm |
| Madrid, Spain |
| Luis V. Gasco |
| Javier Mate |
| Roy Javier Villanueva Perez |
| Brendan Luke Capell |
| Jonatan de los Santos Martin |
| Maharashtra, India |
| Bhushan Chamanlal Shah |
| Devesh Patkar |
| Jay Kirit Mehta |
| Maine, USA |
| Karen L. Milliken |
| Manila, Philippines |
| Ronald Cabantog Testa |
| Massachusetts, USA |
| Yunguang Yang |
| Daniel F. Lockwood |
| Brian Basiliere |
| Anand Varatharaj |
| Jared Shulman |
| Grant Murray |
| Jung Koo Kang |
| Charles William Dyer |
| Robert K. Baumbach |
| Melbourne, Australia |
| William Riggall |
| Muddasar Yaqub |
| Mexico City, Mexico |
| Patricio Rivera Torres |
| Minh City, Thailand |
| Hung Viet Cao |
| Minnesota, USA |
| Scott D. Hemer |
| Mississippi, USA |
| Chi Ly |
| Missouri, USA |
| Sunghan Bae |
| Carla S. Sleeter |
| Montana, USA |
| Joseph B. Robinson |
| Mohali, India |
| Mandeep Julka |
| Montreal, Canada |
| Graeme Johnson |
| Morel Fankam Yamako Kameni |
| Pascal Gibeault Geadah |
| Montreuil, France |
| Valerie Bour |
| Massachusetts, USA |
| Bayazid Malikov |
| Parul V. Vakani |
| Matthew J. Wick |
| Mumbai, India |
| Vinayak Shivaji More |
| Sankalp Anil Jain |
| Karan S. Uberoi |
| Manish Kumar Thakur |
| Nupur Deepen Dighe |
| Shruti Ajmera |
| Parthiv Kamlesh Shah |
| Ahfaaz Azeem Jessani |
| Ravindra Agrawal |
| Sarvesh Sharad Shetye |
| Karan Kishore Idnani |
| Munich, Germany |
| Wan Zhang |
| New Delhi, India |
| Abhilash Chandra |
| Pankaj Singhania |
| Prerak Bhatia |
| Piyush Chandan |
| Netherlands |
| Chi Chen Vleuten |
| New Jersey, USA |
| Dhivakar Thiruvalan Ranganathan |
| Jacob Camins-Esakov |
| Shengzhong Zheng |
| Walter Wible |
| Claudel Laguerre |
| Jay Bhankharia |
| Jason Jones |
| Scott Neer |
| Melissa Sexton |
| Deena Ghaly |
| Thomas R. Kopff |
| Mukesh Modi |
| Zhongyu S. Zhou |
| Daniel Rubin |
| Linzhe Nie |
| Steven Andrew Salberta |
| Ryan Cole Howard |
| Gregory Ryan Francfort |
| New South Wales, Australia |
| Martin James Dyke |
| Stuart Tam |
| Asif Ali Khan Narejo |
| Hung Gia Vu |
| Tracey Renee Waller |
| Yifan Zhao |
| New York, USA |
| Philip Keffer |
| Max Corey Segal |
| Lap Chi Hugo Chang |
| Sacheen N. Shah |
| Shuai Shao |
| Tal Grant |
| Neilay K. Mehta |
| Siddharth Kannan |
| Jerren A. Holder |
| Michael Brendan Flynn |
| Lisa Caesar |
| Jennifer Box |
| Mirandy Janelle Worthy |
| Yu Zhou |
| Jarrett C. Vitulli |
| Hamza Guennoun |
| Brian Clouser |
| Julie Sylvestre |
| Stuart J. Benway |
| Gene Ekster |
| Panagiotis K. Chatziplis |
| Ronald A. DiPietro |
| Raj K. Rathi |
| Avani Doshi |
| Vincent S. Wu |
| Kenneth M. Gross |
| Richard A. Mercante |
| James M. Hueber |
| Kevin Knecht |
| Lauren Elizabeth Baricos |
| Zhihong An |
| Theodore Powell Merz |
| Constanza Gomez Campero |
| Mihir Yogesh Mehta |
| Abhishek Bhatnagar |
| Lisha Zhou |
| Wynn Salvatore Housel |
| Dino Dedic |
| Zara Mannan |
| Clayton Daniel Flon |
| Richard Van Bray III |
| Assen Mariov Bankov |
| Eric M. Hyde |
| Justin Alpert Sheehan |
| Parikshit Gauba |
| Richard P. Hastings |
| Michael Brayton Bond |
| Susan Wu |
| Vineet Gupta Sr |
| Daniel Patrick Butler |
| Charles Kromholz |
| Christopher Thomas Hanley |
| Eoin Duane |
| Hunter Keay |
| Donna Marie Howe |
| Elena Liapkova |
| Yuying Wang |
| Qin Chen |
| Glenwyn P. Baptist |
| Gershon M. Distenfeld |
| David C Rotenberg |
| Christopher Sym |
| Ambreen Shah |
| Conor Rooney |
| Matthew Graham Roskot |
| Andrew Teutli-Vadheim |
| Shirley Solange Perez Pacori |
| Zachary Klein |
| Pawel Boleslaw Wroblewski |
| Lang Lin |
| Louis Rosenberg |
| Edward McLaughlin |
| Eric Jason Ainspan |
| Ryan McPherson |
| Colton Hardman |
| North Carolina, USA |
| David Ariel Steinschraber |
| Jihye Sohn |
| Ramana Kasuganti |
| David P.K. Chu |
| Peter D. Nolan |
| Daniel Allen Summerlin |
| Philip Marshall Nanney |
| North Dakota, USA |
| Benjamin Lynch |
| Oconnor, Australia |
| Max Ginpil |
| Ohio, USA |
| Brian Thomas Mancino |
| Matthew Lombardo |
| Dominic L. Ruccella |
| Paul D. Danes |
| Kenneth C. Gavrity |
| Tobin L. Thomas |
| Kathleen A. Carlson |
| Douglas A Fox |
| Ontario, Canada |
| Zakir Husen Patel |
| Daniel S. Szyjka |
| Ernesto G Rambaldini |
| Shekhar Dadhich |
| Aditi Khanna |
| Kevin James Osborne |
| Asghar Ali |
| Zachary Robert Joseph Allen |
| Alice F. Tsang |
| Yinglun Liu |
| Michael John Sullivan |
| Michael J. Dilay |
| Marcus Gilles Simon Cote |
| Yuel Hung Jean |
| Shahir Shaikh |
| Paris, France |
| Martin Kessler |
| Xiao Sun |
| Orkide Akkose Massaad |
| Cleo Massin |
| Sacha Ivasilevitch |
| Frederic Hoogveld |
| Pennsylvania, USA |
| Meihui Li |
| Andrew P. Szczurowski |
| Derek Louis Zweig |
| Ian Dobbins |
| Chulhee Jun |
| Daniel J. Perullo |
| Philadelphia, USA |
| Davit Ninikelashvili |
| Zhuobin Li |
| Philippines |
| Dong Woo Rhee |
| Poland |
| Piotr Walek |
| Michal Krupka |
| Piotr Szykowny |
| Portugal |
| Bernardo Eca |
| Ana Filipa Medeiros Vaza |
| Prague, Czech Republic |
| Michal Ondrýsek |
| Pundag, India |
| Shwetabh Sameer |
| Punjab, India |
| Paawan Ahuja |
| Quebec, Canada |
| Kalina Rykowska |
| Rotterdam, Netherlands |
| Daniel David Colabufo |
| Saharanpur, India |
| Gagan Deep Sharma |
| San Francisco, USA |
| Tianqi Song |
| Rosine Tedajo |
| John C. Slack |
| Frederick Baylin |
| Xiaorong Hu |
| Sao Paulo, Brazil |
| Luiz Henrique Liuzzi |
| Vladimir Joelsas Timerman |
| Seattle, USA |
| Alexander Berry |
| Chiung-Hsuan Kay Huang |
| Khyati Kiran Vaidya |
| Bulent Ozdemir |
| Devin I. Kimura |
| Ross Jared Tennenbaum |
| Secunderabad, India |
| Venkat Raj Ellendula |
| Selangor, Malaysia |
| Jet Liang Lim |
| Seoul, Korea |
| Un Yong Kim |
| yoon hwan Oh |
| Jaywin J. Lee |
| Taejin Yi |
| Sungil Song |
| Jung-Dong Kim |
| Kangmin Kim |
| Hongmin Choi |
| WonYoung Choi |
| Soonyong Cook |
| Xingjian Xu |
| Seung Lok Huh |
| Ingoo Lee |
| Shanghai, China |
| Xiaomin Gao |
| Yue Mao |
| Ping Ran |
| Zhe Han Zhang |
| Pei Li |
| Zhiyuan Wang |
| Zheng Liang |
| Lipan Song |
| Zhendi Chen |
| Bo Pang |
| Wenyu Lu |
| Xinyuan Zhang |
| Tsin-Lin Bryan Lim |
| Qiang Sun |
| Li Zhu |
| Kaixiang Wu |
| Suyue Li |
| Chenyu Lin |
| Jixuan Jiang |
| Yinsheng Wang |
| Jingwan Yao |
| Leimin Qiu |
| Huarui Zhou |
| Pu Jiang |
| Sharjah, UAE |
| Manisha |
| Singapore |
| Chai Yong Seow |
| Pin-Hsu Kuo |
| Bochao Zhang |
| Zhiheng Png |
| Ka Chun Soo |
| Thiam Huat See |
| Qianfei Wu |
| Junjie Zhang |
| Chuan Yi Foo |
| Aikli Goh |
| Jesline Hwee Peng Goh |
| Xinyan Jiang |
| Vernon Suan Jek Loh |
| Peng Shao |
| Aizhu Shi |
| Sorapong Srisuma |
| Dushyant Padmanabhan |
| Deepak Goyal |
| Jia De Lim |
| Mayur Murlidhar Toshniwal |
| Roy Wellington Teo |
| Yun Ben Yap |
| Hao Guo |
| Jiayu Shi |
| Anh Thu Pham Nguyen |
| Soltau, Germany |
| Philipp Christian Bunke |
| Sri Lanka |
| Harshani Samindika Halangoda |
| St. Albans, United Kingdom |
| Matthew R. Hall |
| Surrey, United Kingdom |
| Mark A. Thompson |
| Suzhou, China |
| Ningcai Mao |
| Swieqi, Malta |
| Ian Abela |
| Switzerland |
| Lili Shi |
| Martin Schupbach |
| Herve Piedois |
| Gerolt H. Krzywon |
| Sydney, Australia |
| Angus Campbell Baines Larcombe |
| Taiwan |
| Feng Chi Hsu |
| Tehran, Iran |
| Ali Noorian |
| Tennessee, USA |
| Casey Hammontree |
| Texas, USA |
| Asif Ali Khan |
| Robert Westcott Cowell |
| Anthony Moonsun Lee |
| Gregory Koonsman |
| Christian G. Speicher |
| Marcin Joseph Varanka |
| Robert J. Famulare |
| Barbara L. Rayner |
| Kevin Daniel Blonien |
| David Brendan Murphy |
| Chengfou Liu |
| Tokyo, Japan |
| Long Chen |
| Ruifeng Zhang |
| Daisuke Kameyama |
| Toronto, Canada |
| Graeme Peter William McCallum |
| Marco Giurleo |
| Neil Lusby |
| Michael Seetner |
| Sharron K. Button |
| Jordan Bernard De Jong |
| Udaipur, India |
| Murtaza Moti |
| Utrecht, Netherlands |
| Achim Boden |
| Uzbekistan |
| Rustam Shamuradov |
| Vancouver, Canada |
| Chris Cumming |
| Vaughn, USA |
| James Donovan |
| Vienna, Austria |
| Yi-Der Kuo |
| Virginia, USA |
| Eng P. Heah |
| Daniel Joseph Donoghue Jr |
| Yin Chen Liu |
| Merry Lloyd Dimitri |
| Remigiusz Urbanowski |
| Anirudh N. Shah |
| Warsaw, Poland |
| Kamil Igor Cisowski |
| Rafal Alasa |
| Hanna Orlowska |
| Washington, USA |
| Michael Kearney |
| Yujie Dai |
| Alice Adwoa Serekoubea Agyiri |
| Waverton, Australia |
| Diana Wei |
| Wellington, New Zealand |
| Thomas David Anderson Barker |
| Zhejiang, China |
| Shuhan Luo |
| Yimin Li |