The following list are lapsed charterholders who have been Summarily Suspended for Non-Compliance and Improper Reference to the CFA designation. Professional Conduct opened an investigation because it appeared that they may have been misusing the CFA designation in violation of Standard VII(B). Because they failed to cooperate and did not request a hearing, their suspension automatically became a Revocation. Professional Conduct may rescind the summary suspension and reverse the resulting revocation if they agree to cooperate with the investigation and request for compliance.
Names by Country/Region
| Abu Dhabi, UAE |
| Raed Al Mohtar |
| Arizona, USA |
| Andrew W. Welty |
| R. B. Wear |
| Aukland, New Zealand |
| Nachiket A. Moghe |
| Bahrain |
| Adnan Qasim |
| Jensen Eluvathingal Muttikk |
| Bangalore, India |
| Mayukh Goswami |
| Rupesh Anilrao Thakare |
| Banksia, Australia |
| Claire Curtin |
| Barcelona, Spain |
| Ma Carmen Ruiz de Azua Jimenez |
| Beijing, China |
| Zhibin Wang |
| Hongzhi Yu |
| Junliang Ni |
| Xi Luo |
| Kaiyi Jiang |
| Belgium |
| Jerome Maxime Chmiel |
| Nenad Ilic |
| Brasilia, Brazil |
| Phillip J. Towzell |
| Cairo, Egypt |
| BahaaElDin ElShobary |
| Calgary, Canada |
| Dennis S. Wong |
| California, USA |
| Yi Fan Cheng |
| Joern J. Kleinhans |
| Mark Royer |
| Peter Rabover |
| Chaoyang District, China |
| Reena Ashokan |
| Colorado, USA |
| Michael Tobey |
| Connecticut, USA |
| Woonja Cha |
| John K. Kuhn |
| Cote D'Ivoire |
| Koffi Georges Bolamo |
| Croatia |
| Jere Dumanic |
| Dubai, UAE |
| Neşet Güner |
| France |
| Pascal Salewyn |
| Frankfurt, Germany |
| Michal Labuda |
| Giza, Edgypt |
| Salah Talaat |
| Gorakhpur, India |
| Mohit Kumar Rungta |
| Hong Kong SAR |
| Shun Po Chang |
| Yat Fai Lee |
| Boris Pilichowski |
| Geoffrey Sai Yu Lam |
| Ting Wong |
| Jeffrey Kuen Wai Lo |
| Jia Cao |
| Virginia K. Tam |
| Jieru SHEN |
| Zhiwei Hu |
| Illinois, USA |
| Benjamin Burnham |
| Kingston Upon Thames, United Kingdom |
| Guy M. Hubbard |
| Lahore, Pakistan |
| Yasar Rashid |
| London, United Kingdom |
| Thomas H.R. Kingston |
| Murali Krishna-Murty |
| Hassan Arshad |
| Benjamin J. Savidan |
| Jenni K. Nylander |
| Deepak Lalit |
| Andrew L. Mcbean |
| Los Angeles, USA |
| Hovhannes Gevorgyan |
| Cevdet Uruk |
| Kyle M. Schultz |
| Qais Sediq |
| Madrid, Spain |
| Javier Mate |
| Massachusetts, USA |
| Yunguang Yang |
| Jeffrey Thomas Mohan |
| Daniel F. Lockwood |
| Brian Basiliere |
| Anand Varatharaj |
| Melbourne, Australia |
| William Riggall |
| Minnesota, USA |
| James M. Kirk |
| Scott D. Hemer |
| Mohali, India |
| Mandeep Julka |
| Montreal, Canada |
| Graeme Johnson |
| Montreuil, France |
| Valerie Bour |
| Mumbai, India |
| Vinayak Shivaji More |
| Karan S. Uberoi |
| Manish Kumar Thakur |
| Netherlands |
| Lennart Cattel |
| New Delhi, India |
| Pankaj Singhania |
| Prerak Bhatia |
| New Jersey, USA |
| Walter Wible |
| Claudel Laguerre |
| Jay Bhankharia |
| Jason Jones |
| Scott Neer |
| Melissa Sexton |
| Deena Ghaly |
| Thomas R. Kopff |
| Mukesh Modi |
| Zhongyu S. Zhou |
| Jieqing Ding |
| New York, USA |
| Sacheen N. Shah |
| Shuai Shao |
| Tal Grant |
| Irfan Iqbal |
| Neilay K. Mehta |
| Siddharth Kannan |
| Jerren A. Holder |
| Michael Brendan Flynn |
| Lisa Caesar |
| Jennifer Box |
| Mirandy Janelle Worthy |
| Yu Zhou |
| Jarrett C. Vitulli |
| Hamza Guennoun |
| Brian Clouser |
| Julie Sylvestre |
| Stuart J. Benway |
| Gene Ekster |
| Panagiotis K. Chatziplis |
| Ronald A. DiPietro |
| Raj K. Rathi |
| Adora Chiamaka Whitaker |
| Avani Doshi |
| Vincent S. Wu |
| Kenneth M. Gross |
| Richard A. Mercante |
| James M. Hueber |
| North Carolina, USA |
| David Ariel Steinschraber |
| Jihye Sohn |
| North Dakota, USA |
| Benjamin Lynch |
| Oconnor, Australia |
| Max Ginpil |
| Ohio, USA |
| Matthew Lombardo |
| Dominic L. Ruccella |
| Ontario, Canada |
| Zakir Husen Patel |
| Daniel S. Szyjka |
| Paris, France |
| James Meredith Hanford |
| Pennsylvania, USA |
| Andrew P. Szczurowski |
| Philadelphia, USA |
| Davit Ninikelashvili |
| Philippines |
| Dong Woo Rhee |
| Poland |
| Piotr Walek |
| Michal Krupka |
| Piotr Szykowny |
| Tadeusz (Ted) Pietka |
| Portugal |
| Bernardo Eca |
| San Francisco, USA |
| Tianqi Song |
| Rosine Tedajo |
| John C. Slack |
| Frederick Baylin |
| Xiaorong Hu |
| Sao Paulo, Brazil |
| Luiz Henrique Liuzzi |
| Seattle, USA |
| Alexander Berry |
| Seoul, Korea |
| YoungJu Ham |
| Un Yong Kim |
| yoon hwan Oh |
| Jaywin J. Lee |
| Taejin YI |
| Sungil Song |
| Jung-Dong Kim |
| Kangmin Kim |
| Shanghai, China |
| Yue Mao |
| Ping Ran |
| Zhe Han Zhang |
| Pei Li |
| Zhiyuan Wang |
| Singapore |
| Zhiheng Png |
| Ka Chun Soo |
| Thiam Huat See |
| Qianfei Wu |
| Junjie Zhang |
| Chuan Yi Foo |
| Aikli Goh |
| Sri Lanka |
| Harshani Samindika Halangoda |
| St. Albans, United Kingdom |
| Matthew R. Hall |
| Surrey, United Kingdom |
| Mark A. Thompson |
| Switzerland |
| Lili Shi |
| Martin Schupbach |
| Herve Piedois |
| Gerolt H. Krzywon |
| Taiwan |
| Feng Chi Hsu |
| Tehran, Iran |
| Ali Noorian |
| Tennessee, USA |
| Casey Hammontree |
| Texas, USA |
| Gregory Koonsman |
| Christian G. Speicher |
| Tokyo, Japan |
| Ruifeng Zhang |
| Toronto, Canada |
| Neil Lusby |
| Michael Seetner |
| Sharron K. Button |
| Jordan Bernard De Jong |
| Udaipur, India |
| Murtaza Moti |
| Vancouver, Canada |
| Chris Cumming |
| Waverton, Australia |
| Diana Wei |